Hilltop Securities Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Dallas, TX. Its latest Form ADV filing, dated March 30, 2026, reports $2.5B in regulatory assets under management, 92 employees, 18 offices, and 5,592 accounts.
Assets Under Management
$2.5B
Employees
92
Offices
18 offices
Total Clients
3,407
Primary office
DALLAS, TX
717 N. HARWOOD STREET, SUITE 3400, DALLAS, TX, United States
Top client segmentIndividuals represent 80.3% of total clients.
Top client categories% of clientsClients
1
Individuals
80.3%
2,736
2
HNWI
17.6%
599
3
Corporations
1.4%
49
4
Charitable
0.3%
11
5
Pension Plans
0.2%
7
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.5Bas of March 30, 2026
Discretionary71.7%
$1.8B
72% of total RAUM71.7%
Non-discretionary28.3%
$710M
28% of total RAUM28.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.5B
Total Accounts5,592
10Y AUM Change+$1.6B (+173.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees92
Clients per Employee37:1
10Y Employee Change-63 (-40.6%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.