Western Financial Corporation is an SEC registered investment adviser organized as a corporation with a primary office location in San Diego, CA. Its latest Form ADV filing, dated October 29, 2025, reports $309M in regulatory assets under management, 6 employees, 1 office, and 398 accounts.
Assets Under Management
$309M
Employees
6
Offices
1 office
Total Clients
169
Primary office
SAN DIEGO, CA
13400 SABRE SPRINGS PARKWAY, STE. 170, SAN DIEGO, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentHNWI represent 62.7% of total clients.
Top client categories% of clientsClients
1
HNWI
62.7%
106
2
Individuals
29.0%
49
3
Pension Plans
4.7%
8
4
Corporations
3.6%
6
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$309Mas of October 29, 2025
Discretionary100.0%
$309M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$309M
Total Accounts398
10Y AUM Change+$182M (+143.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee28:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.