Dunham is an SEC registered investment adviser organized as a corporation with a primary office location in San Diego, CA. Its latest Form ADV filing, dated April 16, 2026, reports $5.6B in regulatory assets under management, 43 employees, 1 office, and 13,155 accounts.
Assets Under Management
$5.6B
Employees
43
Offices
1 office
Total Clients
13,155
Primary office
SAN DIEGO, CA
6256 GREENWICH DRIVE, SUITE 550, SAN DIEGO, CA, United States
Top client segmentIndividuals represent 82.3% of total clients.
Top client categories% of clientsClients
1
Individuals
82.3%
10,820
2
HNWI
14.9%
1,954
3
Corporations
1.3%
172
4
Charitable
1.1%
149
5
Pension Plans
0.3%
45
Categories with <5 clients
Banking or thrift institutions<5 clients
Insurance companies<5 clients
Other categories<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$5.6Bas of April 16, 2026
Discretionary84.2%
$4.7B
84% of total RAUM84.2%
Non-discretionary15.8%
$888M
16% of total RAUM15.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$5.6B
Total Accounts13,155
10Y AUM Change+$4.2B (+306.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees43
Clients per Employee306:1
10Y Employee Change+14 (+48.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.