Moors & Cabot, Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Boston, MA. Its latest Form ADV filing, dated September 29, 2025, reports $3.4B in regulatory assets under management, 121 employee, 30 offices, and 5,074 accounts.
Assets Under Management
$3.4B
Employees
121
Offices
30 offices
Total Clients
5,074
Primary office
BOSTON, MA
ONE FEDERAL STREET, 19TH FLOOR, BOSTON, MA, United States
Top client segmentIndividuals represent 59.8% of total clients.
Top client categories% of clientsClients
1
Individuals
59.8%
3,032
2
HNWI
37.2%
1,889
3
Charitable
1.5%
75
4
Pension Plans
1.3%
65
5
Corporations
0.3%
13
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$3.4Bas of September 29, 2025
Discretionary93.3%
$3.2B
93% of total RAUM93.3%
Non-discretionary6.7%
$231M
7% of total RAUM6.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$3.4B
Total Accounts5,074
10Y AUM Change+$2.4B (+240.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees121
Clients per Employee42:1
10Y Employee Change-64 (-34.6%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.