Firm profile

Geode Capital Management, LLC

BOSTON, MACRD 115504Registration Status: ApprovedEffective since May 17, 2002SEC # 801-61117Latest ADV March 31, 2026

Geode Capital Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Boston, MA. Its latest Form ADV filing, dated March 31, 2026, reports $1.7T in regulatory assets under management, 194 employees, 1 office, and 176 accounts.

Assets Under Management
$1.7T
Employees
194
Offices
1 office
Total Clients
165

Associated firm names

2 names listed
  • GEODE CAPITAL MANAGEMENT LLC
  • GEODE CAPITAL MANAGEMENT, LLC

Leadership

4 roles identified
CEORonald E. Depoalo
CCOMichael A. Ciccone
CFOSorin C. Codreanu

Advisory services offered

3 types reported
Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles

Fee models offered

2 types reported
Asset based fees
Fixed fees

Offices & Contact

Primary office

BOSTON, Massachusetts, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Massachusetts

BOSTONPrimary office

1 office records listed · 1 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.7Tas of March 31, 2026
Discretionary100.0%
$1.7T
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentInvestment Cos. represent 55.2% of total clients.
Top client categories% of clientsClients
1
Investment Cos.
55.2%
91
2
Pooled Investment Vehicles
44.8%
74
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Other categories<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$1.7T
Total Accounts176
10Y AUM Change+$1.5T (+565.6%)

Private Funds

Private funds reported by Geode Capital Management, LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees194
Clients per Employee1:1
10Y Employee Change+121 (+165.8%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
GEODE CAPITAL HOLDINGS LLCDirect owner · Schedule AInterest in GEODE CAPITAL MANAGEMENT, LLC
75%+
GEODE HOLDINGS TRUSTIndirect owner · Schedule BInterest in GEODE CAPITAL HOLDINGS LLC
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Geode Capital Management, LLC.

Reported ownership and control details

Form ADV · Filing date 2026-03-31 · Schedules A and B

22 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1GEODE CAPITAL HOLDINGS LLCMEMBERDomestic entityGEODE CAPITAL MANAGEMENT, LLC75% or moreCode EYesMEMBER08/2003Schedule APDF page 23
2JENNIFER STONESTREET UHRIGDIRECTORIndividualGEODE CAPITAL MANAGEMENT, LLCLess than 5%Code NANoDIRECTOR10/2013Schedule APDF page 23
3SORIN CHRISTIAN CODREANUCHIEF FINANCIAL OFFICERIndividualGEODE CAPITAL MANAGEMENT, LLCLess than 5%Code NAYesCHIEF FINANCIAL OFFICER10/2013Schedule APDF page 23
4PHILIP LINDSEY BULLENDIRECTORIndividualGEODE CAPITAL MANAGEMENT, LLCLess than 5%Code NANoDIRECTOR02/2017Schedule APDF page 23
5THOMAS MICHAEL SPRAGUEDIRECTORIndividualGEODE CAPITAL MANAGEMENT, LLCLess than 5%Code NANoDIRECTOR02/2019Schedule APDF page 23
6MICHAEL K EVENDIRECTORIndividualGEODE CAPITAL MANAGEMENT, LLCLess than 5%Code NANoDIRECTOR02/2020Schedule APDF page 23
7Alok Kumar KapoorDIRECTORIndividualGEODE CAPITAL MANAGEMENT, LLCLess than 5%Code NANoDIRECTOR05/2022Schedule APDF page 23
8MICHAEL ANTHONY CICCONECHIEF COMPLIANCE OFFICERIndividualGEODE CAPITAL MANAGEMENT, LLCLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER07/2023Schedule APDF page 23
9GERARD JOHN MCGRAWDIRECTORIndividualGEODE CAPITAL MANAGEMENT, LLCLess than 5%Code NANoDIRECTOR11/2023Schedule APDF page 23
10LAURA M DOHERTYCHIEF OPERATING OFFICERIndividualGEODE CAPITAL MANAGEMENT, LLCLess than 5%Code NAYesCHIEF OPERATING OFFICER05/2024Schedule APDF page 23
11KATHRYN ANN DUNNDIRECTORIndividualGEODE CAPITAL MANAGEMENT, LLCLess than 5%Code NANoDIRECTOR08/2024Schedule APDF page 23
12BRAD ETHAN MOYERGENERAL COUNSELIndividualGEODE CAPITAL MANAGEMENT, LLCLess than 5%Code NAYesGENERAL COUNSEL04/2025Schedule APDF page 23
13RONALD EDWARD DEPOALOPRESIDENT AND CHIEF EXECUTIVE OFFICERIndividualGEODE CAPITAL MANAGEMENT, LLCLess than 5%Code NAYesPRESIDENT AND CHIEF EXECUTIVE OFFICER01/2026Schedule APDF page 23
14GEODE HOLDINGS TRUSTMEMBERDomestic entityGEODE CAPITAL HOLDINGS LLC75% or moreCode EYesMEMBER08/2003Schedule BPDF page 24
15NOLLY ELISABETH CORLEYTRUSTEEIndividualGEODE HOLDINGS TRUSTPercentage not specifiedCode FYesTRUSTEE08/2006Schedule BPDF page 24
16JENNIFER STONESTREET UHRIGDIRECTORIndividualGEODE CAPITAL HOLDINGS LLCPercentage not specifiedCode FNoDIRECTOR10/2013Schedule BPDF page 24
17PHILIP LINDSEY BULLENDIRECTORIndividualGEODE CAPITAL HOLDINGS LLCPercentage not specifiedCode FNoDIRECTOR02/2017Schedule BPDF page 24
18THOMAS MICHAEL SPRAGUEDIRECTORIndividualGEODE CAPITAL HOLDINGS LLCPercentage not specifiedCode FNoDIRECTOR02/2019Schedule BPDF page 24
19MICHAEL K EVENDIRECTORIndividualGEODE CAPITAL HOLDINGS LLCPercentage not specifiedCode FNoDIRECTOR02/2020Schedule BPDF page 24
20Alok Kumar KapoorDIRECTORIndividualGEODE CAPITAL HOLDINGS LLCPercentage not specifiedCode FNoDIRECTOR05/2022Schedule BPDF page 24
21GERARD JOHN MCGRAWDIRECTORIndividualGEODE CAPITAL HOLDINGS LLCPercentage not specifiedCode FNoDIRECTOR11/2023Schedule BPDF page 24
22KATHRYN ANN DUNNDIRECTORIndividualGEODE CAPITAL HOLDINGS LLCPercentage not specifiedCode FNoDIRECTOR08/2024Schedule BPDF page 24

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 3/31/2026 1:34:46 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.