Thoroughbred Financial Services, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Brentwood, TN. Its latest Form ADV filing, dated March 31, 2026, reports $4.0B in regulatory assets under management, 31 employee, 3 offices, and 7,236 accounts.
Assets Under Management
$4.0B
Employees
31
Offices
3 offices
Total Clients
3,567
Primary office
BRENTWOOD, TN
5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
3 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 51.3% of total clients.
Top client categories% of clientsClients
1
Individuals
51.3%
1,829
2
Corporations
28.8%
1,029
3
HNWI
19.4%
691
4
Pension Plans
0.5%
18
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$4.0Bas of March 31, 2026
Discretionary89.6%
$3.6B
90% of total RAUM89.6%
Non-discretionary10.4%
$421M
10% of total RAUM10.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$4.0B
Total Accounts7,236
10Y AUM Change+$2.6B (+178.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees31
Clients per Employee115:1
10Y Employee Change-1 (-3.1%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.