Plan Financial is an SEC registered investment adviser organized as a corporation with a primary office location in Fresno, CA. Its latest Form ADV filing, dated March 20, 2026, reports $195M in regulatory assets under management, 6 employees, and 817 accounts.
Assets Under Management
$195M
Employees
6
Offices
--
Total Clients
817
Primary office
FRESNO, CA
9 E RIVER PARK PL E, SUITE 440, FRESNO, CA, United States
Top client segmentIndividuals represent 96.5% of total clients.
Top client categories% of clientsClients
1
Individuals
96.5%
788
2
Pension Plans
2.0%
16
3
Charitable
1.1%
9
4
Corporations
0.5%
4
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$195Mas of March 20, 2026
Discretionary99.7%
$195M
100% of total RAUM99.7%
Non-discretionary0.3%
$637K
0% of total RAUM0.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$195M
Total Accounts817
10Y AUM Change+$62M (+46.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee136:1
10Y Employee Change+1 (+20.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.