⌕
Firm profile

Upstate Advisers Inc.

PITTSFORD, NYCRD 341449Registration Status: ApprovedEffective since April 21, 2026Latest ADV July 21, 2026

Upstate Advisers Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Pittsford, NY. Its latest Form ADV filing, dated July 21, 2026, reports $34M in regulatory assets under management, 1 employee, and 39 accounts.

Assets Under Management
$34M
Employees
1
Offices
--
Total Clients
21
Primary office
PITTSFORD, NY
2 THORNELL ROAD, PITTSFORD, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOAmy A. Ryan

Advisory services offered

3 types reported
Financial Planning Services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees
Sources checked Aug 22, 2026

Client Coverage Demographics

Top client segmentPension Plans represent 38.1% of total clients.
Top client categories% of clientsClients
1
Pension Plans
38.1%
8
2
Individuals
33.3%
7
3
HNWI
28.6%
6

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$34Mas of July 21, 2026
Discretionary46.2%
$16M
46% of total RAUM46.2%
Non-discretionary53.8%
$18M
54% of total RAUM53.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$34M
Total Accounts39
10Y AUM Change+$34M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees1
Clients per Employee21:1
10Y Employee Change0 (0.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.