Shufro, Rose & Co., LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated April 21, 2026, reports $2.5B in regulatory assets under management, 27 employees, and 3,009 accounts.
Assets Under Management
$2.5B
Employees
27
Offices
--
Total Clients
1,331
Primary office
NEW YORK, NY
600 LEXINGTON AVENUE, 15TH FLOOR, NEW YORK, NY, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 49.6% of total clients.
Top client categories% of clientsClients
1
Individuals
49.6%
660
2
HNWI
41.1%
547
3
Pension Plans
4.3%
57
4
Corporations
3.7%
49
5
Charitable
1.4%
18
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.5Bas of April 21, 2026
Discretionary97.6%
$2.4B
98% of total RAUM97.6%
Non-discretionary2.4%
$58M
2% of total RAUM2.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.5B
Total Accounts3,009
10Y AUM Change+$849M (+52.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees27
Clients per Employee49:1
10Y Employee Change+8 (+42.1%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.