Efm Investments & Advisory LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Portland, OR. Its latest Form ADV filing, dated March 31, 2026, reports $680M in regulatory assets under management, 13 employees, and 9 accounts.
Assets Under Management
$680M
Employees
13
Offices
--
Total Clients
9
Primary office
PORTLAND, OR
721 NW 9TH AVE, SUITE 230, PORTLAND, OR, United States
Portfolio management for pooled investment vehicles
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentPooled Investment Vehicles represent 77.8% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
77.8%
7
2
SEPERATELY MANAGED ACCOUNTS
22.2%
2
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$680Mas of March 31, 2026
Discretionary34.6%
$235M
35% of total RAUM34.6%
Non-discretionary65.4%
$445M
65% of total RAUM65.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$680M
Total Accounts9
10Y AUM Change+$27M (+4.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees13
Clients per Employee1:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.