Firm profile

Shoten Capital LP

AUSTIN, TXCRD 339620Registration Status: ApprovedEffective since December 18, 2025SEC # 801-135003Latest ADV April 17, 2026

Shoten Capital LP is an SEC registered investment adviser organized as a limited partnership with a primary office location in Austin, TX. Its latest Form ADV filing, dated April 17, 2026, reports $622M in regulatory assets under management, 8 employees, 2 offices, and 4 accounts.

Assets Under Management
$622M
Employees
8
Offices
2 offices
Total Clients
<5

Associated firm names

1 name listed
  • SHOTEN CAPITAL LP

Leadership

3 roles identified
CCOJames R. Hernandez
COOJames R. Hernandez
CIOMark D. Rogers

Advisory services offered

1 types reported
Portfolio management for pooled investment vehicles

Fee models offered

2 types reported
Asset based fees
Performance-based fees

Offices & Contact

Primary office

AUSTIN, Texas, United States

Loading map…

Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Texas

AUSTINPrimary office

California

MARINA DEL REY

2 office records listed · 2 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$622Mas of April 17, 2026
Discretionary100.0%
$622M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 75.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
75.0%
3
2
FUND
25.0%
1

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$622M
Total Accounts4
10Y AUM Change+$622M

Private Funds

Private funds reported by Shoten Capital LP

Loading private fund disclosures…

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees8
Clients per Employee1:1
10Y Employee Change+1 (+14.3%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
MARK DONALD ROGERSDirect owner · Schedule AInterest in SHOTEN CAPITAL LP
50% to < 75%
SCOTT CONRAD LESLIEDirect owner · Schedule AInterest in SHOTEN CAPITAL LP
25% to < 50%
JAMES RICHARD HERNANDEZDirect owner · Schedule AInterest in SHOTEN CAPITAL LP
5% to < 10%
SHOTEN MANCO GP LLCDirect owner · Schedule AInterest in SHOTEN CAPITAL LP
< 5%
MARK DONALD ROGERSIndirect owner · Schedule BInterest in SHOTEN MANCO GP LLC
50% to < 75%
SCOTT CONRAD LESLIEIndirect owner · Schedule BInterest in SHOTEN MANCO GP LLC
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Shoten Capital LP.

Reported ownership and control details

Form ADV · Filing date 2026-04-17 · Schedules A and B

6 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1JAMES RICHARD HERNANDEZCHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICERIndividualSHOTEN CAPITAL LP5% to less than 10%Code AYesCHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER05/2025Schedule APDF page 28
2MARK DONALD ROGERSCHIEF INVESTMENT OFFICER, FOUNDERIndividualSHOTEN CAPITAL LP50% to less than 75%Code DYesCHIEF INVESTMENT OFFICER, FOUNDER05/2025Schedule APDF page 28
3SCOTT CONRAD LESLIECO-FOUNDER, PARTNERIndividualSHOTEN CAPITAL LP25% to less than 50%Code CYesCO-FOUNDER, PARTNER05/2025Schedule APDF page 28
4SHOTEN MANCO GP LLCGENERAL PARTNERDomestic entitySHOTEN CAPITAL LPLess than 5%Code NAYesGENERAL PARTNER05/2025Schedule APDF page 28
5SCOTT CONRAD LESLIEMEMBERIndividualSHOTEN MANCO GP LLC25% to less than 50%Code CYesMEMBER05/2025Schedule BPDF page 28
6MARK DONALD ROGERSMANAGING MEMBER OF SHOTEN MANCO GP LLCIndividualSHOTEN MANCO GP LLC50% to less than 75%Code DYesMANAGING MEMBER OF SHOTEN MANCO GP LLC05/2025Schedule BPDF page 28

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 4/17/2026 3:33:54 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.