Firm profile

SONOMA ALLOCATIONS

SANTA ROSA, CACRD 335435Latest ADV April 16, 2026

Sonoma Allocations is an SEC registered investment adviser organized as a limited liability company with a primary office location in Santa Rosa, CA. Its latest Form ADV filing, dated April 16, 2026, reports $350M in regulatory assets under management, 4 employees, 1 office, and 902 accounts.

Assets Under Management
$350M
Employees
4
Offices
1 office
Total Clients
332
Primary office
SANTA ROSA, CA
50 OLD COURTHOUSE SQUARE, SUITE 300, SANTA ROSA, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOTodd A. Gomes

Advisory services offered

3 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentHNWI represent 57.2% of total clients.
Top client categories% of clientsClients
1
HNWI
57.2%
190
2
Individuals
41.6%
138
3
Charitable
0.6%
2
4
Government
0.3%
1
5
Corporations
0.3%
1
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
State or municipal government entities (including govt. pension plans)<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$350Mas of April 16, 2026
Discretionary100.0%
$350M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$350M
Total Accounts902
10Y AUM Change+$350M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee83:1
10Y Employee Change+2 (+100.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.