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Firm profile

Swad Wealth Management LLC

SANTA ROSA, CACRD 319218Latest ADV July 8, 2026

Swad Wealth Management LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Santa Rosa, CA. Its latest Form ADV filing, dated July 8, 2026, reports $111M in regulatory assets under management, 2 employees, and 192 accounts.

Assets Under Management
$111M
Employees
2
Offices
--
Total Clients
48
Primary office
SANTA ROSA, CA
100 STONY POINT RD, SUITE 244, SANTA ROSA, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOKevin Z. Swad

Advisory services offered

2 types reported
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked Sep 12, 2026

Client Coverage Demographics

Top client segmentHNWI represent 60.4% of total clients.
Top client categories% of clientsClients
1
HNWI
60.4%
29
2
Individuals
39.6%
19

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$111Mas of July 8, 2026
Discretionary100.0%
$111M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$111M
Total Accounts192
10Y AUM Change—

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees2
Clients per Employee24:1
10Y Employee Change—

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.