Santa Barbara Management is an SEC registered investment adviser organized as a limited liability company with a primary office location in Chicago, IL. Its latest Form ADV filing, dated March 27, 2026, reports $530M in regulatory assets under management, 18 employees, 1 office, and 267 accounts.
Assets Under Management
$530M
Employees
18
Offices
1 office
Total Clients
9
Primary office
CHICAGO, IL
10 E. OHIO ST., 2ND FLOOR, CHICAGO, IL, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
3 types reported
Asset based fees
Fixed fees
Other fee arrangements
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentHNWI represent 88.9% of total clients.
Top client categories% of clientsClients
1
HNWI
88.9%
8
2
Corporations
11.1%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$530Mas of March 27, 2026
Discretionary43.7%
$232M
44% of total RAUM43.7%
Non-discretionary56.3%
$299M
56% of total RAUM56.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$530M
Total Accounts267
10Y AUM Change+$530M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees18
Clients per Employee1:1
10Y Employee Change+15 (+500.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.