Firm profile

Uniting Wealth Partners

DENVER, COCRD 332317Registration Status: ApprovedEffective since September 27, 2024SEC # 801-131215Latest ADV August 26, 2026

Uniting Wealth Partners is an SEC registered investment adviser organized as a limited liability company with a primary office location in Denver, CO. Its latest Form ADV filing, dated August 26, 2026, reports $935M in regulatory assets under management, 23 employees, 6 offices, and 2,337 accounts.

Assets Under Management
$935M
Employees
23
Offices
6 offices
Total Clients
854

Associated firm names

2 names listed
  • UNITING WEALTH PARTNERS
  • UNITING WEALTH PARTNERS LLC

Leadership

1 roles identified
CCOJill B. Rakowski

Advisory services offered

3 types reported
Financial Planning Services
Portfolio management for individuals and small businesses
Selection of other advisers

Fee models offered

2 types reported
Asset based fees
Fixed fees

Offices & Contact

Primary office

DENVER, Colorado, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Colorado

DENVERPrimary office

Arkansas

BELLA VISTA · ROGERS

New York

ROCHESTER

Oklahoma

OKLAHOMA CITY

Texas

ODESSA

6 office records listed · 6 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$935Mas of August 26, 2026
Discretionary99.4%
$929M
99% of total RAUM99.4%
Non-discretionary0.6%
$6M
1% of total RAUM0.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentHNWI represent 76.2% of total clients.
Top client categories% of clientsClients
1
HNWI
76.2%
651
2
Individuals
21.0%
179
3
Corporations
2.8%
24
Categories with <5 clients
Charitable Organizations<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$935M
Total Accounts2,337
10Y AUM Change+$935M

Private Funds

Private funds reported by Uniting Wealth Partners

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees23
Clients per Employee37:1
10Y Employee Change+21 (+1050.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
WAGN INVESTMENT PARTNERS, LLCDirect owner · Schedule AInterest in UNITING WEALTH PARTNERS
25% to < 50%
PWM PARTNERCO, LLCDirect owner · Schedule AInterest in UNITING WEALTH PARTNERS
25% to < 50%
ECHELON WEALTH ADVISORS, LLCDirect owner · Schedule AInterest in UNITING WEALTH PARTNERS
25% to < 50%
JOHN GRAHAM PHOENIXDirect owner · Schedule AInterest in UNITING WEALTH PARTNERS
< 5%
JAY WILLIAM HUMMELDirect owner · Schedule AInterest in UNITING WEALTH PARTNERS
< 5%
Scott Henry ShepherdDirect owner · Schedule AInterest in UNITING WEALTH PARTNERS
< 5%
JOHN GRAHAM PHOENIXIndirect owner · Schedule BInterest in MCCALL EVE LLC
75%+
WEALTH ADVISOR GROWTH NETWORKIndirect owner · Schedule BInterest in WAGN INVESTMENT PARTNERS, LLC
75%+
JHMCE, LLCIndirect owner · Schedule BInterest in WEALTH ADVISOR GROWTH NETWORK
50% to < 75%
JAY WILLIAM HUMMELIndirect owner · Schedule BInterest in JHMCE, LLC
50% to < 75%
MCCALL EVE LLCIndirect owner · Schedule BInterest in JHMCE, LLC
50% to < 75%
ALECIA BETH FISHER DOUGHERTYIndirect owner · Schedule BInterest in ECHELON WEALTH ADVISORS, LLC
50% to < 75%
RICHARD A DOUGHERTYIndirect owner · Schedule BInterest in ECHELON WEALTH ADVISORS, LLC
50% to < 75%
Scott Henry ShepherdIndirect owner · Schedule BInterest in PWM PARTNERCO, LLC
25% to < 50%
RANDY SCOTT KOONTZIndirect owner · Schedule BInterest in PWM PARTNERCO, LLC
25% to < 50%
RICK MARLON HADRAVAIndirect owner · Schedule BInterest in PWM PARTNERCO, LLC
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Uniting Wealth Partners.

Reported ownership and control details

Form ADV · Filing date 2026-08-26 · Schedules A and B

17 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1JOHN GRAHAM PHOENIXMANAGING PARTNERIndividualUNITING WEALTH PARTNERSLess than 5%Code NAYesMANAGING PARTNER08/2024Schedule APDF page 21
2JAY WILLIAM HUMMELMANAGING PARTNERIndividualUNITING WEALTH PARTNERSLess than 5%Code NAYesMANAGING PARTNER08/2024Schedule APDF page 21
3Scott Henry ShepherdMANAGING PARTNERIndividualUNITING WEALTH PARTNERSLess than 5%Code NAYesMANAGING PARTNER08/2024Schedule APDF page 21
4JILL BOAT RAKOWSKICHIEF COMPLIANCE OFFICERIndividualUNITING WEALTH PARTNERSLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER03/2026Schedule APDF page 21
5WAGN INVESTMENT PARTNERS, LLCOWNERDomestic entityUNITING WEALTH PARTNERS25% to less than 50%Code CYesOWNER03/2026Schedule APDF page 21
6PWM PARTNERCO, LLCOWNERDomestic entityUNITING WEALTH PARTNERS25% to less than 50%Code CYesOWNER03/2026Schedule APDF page 21
7ECHELON WEALTH ADVISORS, LLCOWNERDomestic entityUNITING WEALTH PARTNERS25% to less than 50%Code CYesOWNER03/2026Schedule APDF page 21
8JHMCE, LLCOWNERDomestic entityWEALTH ADVISOR GROWTH NETWORK50% to less than 75%Code DYesOWNER10/2019Schedule BPDF page 22
9JOHN GRAHAM PHOENIXOWNERIndividualMCCALL EVE LLC75% or moreCode EYesOWNER05/2019Schedule BPDF page 22
10JAY WILLIAM HUMMELOWNERIndividualJHMCE, LLC50% to less than 75%Code DYesOWNER05/2019Schedule BPDF page 22
11WEALTH ADVISOR GROWTH NETWORKOWNERDomestic entityWAGN INVESTMENT PARTNERS, LLC75% or moreCode EYesOWNER03/2026Schedule BPDF page 22
12MCCALL EVE LLCOWNERDomestic entityJHMCE, LLC50% to less than 75%Code DYesOWNER10/2019Schedule BPDF page 22
13Scott Henry ShepherdOWNERIndividualPWM PARTNERCO, LLC25% to less than 50%Code CYesOWNER03/2026Schedule BPDF page 22
14RANDY SCOTT KOONTZOWNERIndividualPWM PARTNERCO, LLC25% to less than 50%Code CYesOWNER03/2026Schedule BPDF page 22
15RICK MARLON HADRAVAOWNERIndividualPWM PARTNERCO, LLC25% to less than 50%Code CYesOWNER03/2026Schedule BPDF page 22
16ALECIA BETH FISHER DOUGHERTYOWNERIndividualECHELON WEALTH ADVISORS, LLC50% to less than 75%Code DYesOWNER03/2019Schedule BPDF page 22
17RICHARD A DOUGHERTYOWNERIndividualECHELON WEALTH ADVISORS, LLC50% to less than 75%Code DYesOWNER03/2019Schedule BPDF page 22

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 8/26/2026 8:34:32 AM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.