Portfolio management for individuals and small businesses
Portfolio management for investment companies
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Client Coverage Demographics
Top client segmentPooled Investment Vehicles represent 26.8% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
26.8%
37
2
HNWI
26.1%
36
3
Individuals
17.4%
24
4
COLLATERALIZED LOAN OBLIGATIONS
10.9%
15
5
Corporations
5.8%
8
Categories with <5 clients
Sovereign wealth funds and foreign official institutions<5 clients
State or municipal government entities (including govt. pension plans)<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$21.0Bas of March 31, 2026
Discretionary99.8%
$21.0B
100% of total RAUM99.8%
Non-discretionary0.2%
$47M
0% of total RAUM0.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$21.0B
Total Accounts138
10Y AUM Change+$9.6B (+83.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees95
Clients per Employee1:1
10Y Employee Change+39 (+69.6%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.