Firm profile

Arena Private Wealth

CHICAGO, ILCRD 332302Registration Status: ApprovedEffective since September 13, 2024SEC # 801-131099Latest ADV September 30, 2026

Arena Private Wealth is an SEC registered investment adviser organized as a limited liability company with a primary office location in Chicago, IL. Its latest Form ADV filing, dated September 30, 2026, reports $405M in regulatory assets under management, 8 employees, 9 offices, and 613 accounts.

Assets Under Management
$405M
Employees
8
Offices
9 offices
Total Clients
237

Associated firm names

4 names listed
  • ARENA ALTERNATIVES GROUP
  • OCMPW
  • OCM PRIVATE WEALTH, LLC
  • ARENA PRIVATE WEALTH

Leadership

1 roles identified
CCOKarey A. Williams

Advisory services offered

4 types reported
Financial Planning Services
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles

Fee models offered

4 types reported
Asset based fees
Fixed fees
Hourly charges

Offices & Contact

Primary office

CHICAGO, Illinois, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Illinois

CHICAGOPrimary office

California

LOS ANGELES

Florida

NAPLES

Ohio

SHAKER HEIGHTS · DUBLIN

5 office records listed · 9 total offices reported. 4 additional office addresses are undisclosed and are not mapped. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$405Mas of September 30, 2026
Discretionary100.0%
$405M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentHNWI represent 66.7% of total clients.
Top client categories% of clientsClients
1
HNWI
66.7%
158
2
Individuals
27.4%
65
3
Pooled Investment Vehicles
3.0%
7
4
Corporations
3.0%
7

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$405M
Total Accounts613
10Y AUM Change+$405M

Private Funds

Private funds reported by Arena Private Wealth

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees8
Clients per Employee30:1
10Y Employee Change+3 (+60.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
TOSH WATT PARTNERS, LLCDirect owner · Schedule AInterest in ARENA PRIVATE WEALTH
50% to < 75%
MITCHELL LAWRENCE STEINDirect owner · Schedule AInterest in ARENA PRIVATE WEALTH
25% to < 50%
RYAN STEVEN WATTDirect owner · Schedule AInterest in ARENA PRIVATE WEALTH
< 5%
JASON A TOSHDirect owner · Schedule AInterest in ARENA PRIVATE WEALTH
< 5%
RYAN STEVEN WATTIndirect owner · Schedule BInterest in TOSH WATT PARTNERS, LLC
50% to < 75%
JASON A TOSHIndirect owner · Schedule BInterest in TOSH WATT PARTNERS, LLC
50% to < 75%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Arena Private Wealth.

Reported ownership and control details

Form ADV · Filing date 2026-09-30 · Schedules A and B

8 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1MITCHELL LAWRENCE STEINPRINCIPAL/MEMBERIndividualARENA PRIVATE WEALTH25% to less than 50%Code CYesPRINCIPAL/MEMBER08/2024Schedule APDF page 54
2RYAN STEVEN WATTPRINCIPAL/MEMBERIndividualARENA PRIVATE WEALTHLess than 5%Code NAYesPRINCIPAL/MEMBER08/2024Schedule APDF page 54
3JASON A TOSHPRINCIPAL/MEMBERIndividualARENA PRIVATE WEALTHLess than 5%Code NAYesPRINCIPAL/MEMBER08/2024Schedule APDF page 54
4Patrick Daniel HayesCHIEF LEGAL OFFICERIndividualARENA PRIVATE WEALTHLess than 5%Code NANoCHIEF LEGAL OFFICER11/2025Schedule APDF page 54
5TOSH WATT PARTNERS, LLCPRINCIPAL/MEMBERDomestic entityARENA PRIVATE WEALTH50% to less than 75%Code DYesPRINCIPAL/MEMBER08/2024Schedule APDF page 54
6Karey Ann WilliamsCHIEF COMPLIANCE OFFICERIndividualARENA PRIVATE WEALTHLess than 5%Code NANoCHIEF COMPLIANCE OFFICER11/2025Schedule APDF page 54
7RYAN STEVEN WATTMEMBERIndividualTOSH WATT PARTNERS, LLC50% to less than 75%Code DYesMEMBER03/2021Schedule BPDF page 54
8JASON A TOSHMEMBERIndividualTOSH WATT PARTNERS, LLC50% to less than 75%Code DYesMEMBER03/2021Schedule BPDF page 54

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 8/3/2026 10:23:57 AM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.