Guggenheim Private Investments, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 31, 2026, reports $349M in regulatory assets under management, 5 employees, and 7 accounts.
Assets Under Management
$349M
Employees
5
Offices
--
Total Clients
7
Primary office
NEW YORK, NY
330 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY, United States
Portfolio management for pooled investment vehicles
Fee models offered
3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentInsurance Cos. represent 57.1% of total clients.
Top client categories% of clientsClients
1
Insurance Cos.
57.1%
4
2
Pooled Investment Vehicles
28.6%
2
3
HNWI
14.3%
1
Categories with <5 clients
High net worth individuals (HNWI)<5 clients
Insurance companies<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$349Mas of March 31, 2026
Discretionary95.3%
$333M
95% of total RAUM95.3%
Non-discretionary4.7%
$16M
5% of total RAUM4.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$349M
Total Accounts7
10Y AUM Change+$349M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee1:1
10Y Employee Change+3 (+150.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.