Firm profile

PINE VALLEY CAPITAL PARTNERS LLC

AUSTIN, TXCRD 330556Latest ADV March 31, 2026

Pine Valley Capital Partners LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Austin, TX. Its latest Form ADV filing, dated March 31, 2026, reports $870M in regulatory assets under management, 10 employees, and 12 accounts.

Assets Under Management
$870M
Employees
10
Offices
--
Total Clients
12
Primary office
AUSTIN, TX
401 S 1ST STREET, SUITE 750, AUSTIN, TX, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOLeanne M. Ralston

Advisory services offered

2 types reported
Portfolio management for businesses
Portfolio management for pooled investment vehicles

Fee models offered

3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 66.7% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
66.7%
8
2
NON-DISCRETIONARY INSTITUTIONAL INVESTORS
25.0%
3
3
Charitable
8.3%
1

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$870Mas of March 31, 2026
Discretionary74.1%
$644M
74% of total RAUM74.1%
Non-discretionary25.9%
$225M
26% of total RAUM25.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$870M
Total Accounts12
10Y AUM Change+$631M (+265.2%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees10
Clients per Employee1:1
10Y Employee Change+3 (+42.9%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.