SOUTHLAKE, TXCRD 329089Latest ADV February 4, 2026
Planguide Financial is an SEC registered investment adviser organized as a limited liability company with a primary office location in Southlake, TX. Its latest Form ADV filing, dated February 4, 2026, reports $277M in regulatory assets under management, 2 employees, and 9 accounts.
Assets Under Management
$277M
Employees
2
Offices
--
Total Clients
10
Primary office
SOUTHLAKE, TX
180 STATE STREET, SUITE 225, SOUTHLAKE, TX, United States
Top client segmentPension Plans represent 100.0% of total clients.
Top client categories% of clientsClients
1
Pension Plans
100.0%
10
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$277Mas of February 4, 2026
Discretionary18.3%
$51M
18% of total RAUM18.3%
Non-discretionary81.7%
$227M
82% of total RAUM81.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$277M
Total Accounts9
10Y AUM Change—
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee5:1
10Y Employee Change—
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.