Firm profile

AVISE FINANCIAL

LOS ANGELES, CACRD 328790Latest ADV April 9, 2026

Avise Financial is an SEC registered investment adviser with a primary office location in Los Angeles, CA. Its latest Form ADV filing, dated April 9, 2026, reports $169M in regulatory assets under management, 7 employees, 6 offices, and 505 accounts.

Assets Under Management
$169M
Employees
7
Offices
6 offices
Total Clients
170
Primary office
LOS ANGELES, CA
7080 HOLLYWOOD BLVD., SUITE 700, LOS ANGELES, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOKatrina S. Soelter
CEOLeighann R. Miko
CCOKatrina S. Soelter

Advisory services offered

6 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 72.4% of total clients.
Top client categories% of clientsClients
1
Individuals
72.4%
123
2
HNWI
27.6%
47

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$169Mas of April 9, 2026
Discretionary100.0%
$169M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$169M
Total Accounts505
10Y AUM Change+$44M (+34.6%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees7
Clients per Employee24:1
10Y Employee Change+3 (+75.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.