Firm profile

SCHMIDT FINANCIAL MANAGEMENT

KIRKLAND, WACRD 328247Latest ADV March 27, 2026

Schmidt Financial Management is an SEC registered investment adviser organized as a corporation with a primary office location in Kirkland, WA. Its latest Form ADV filing, dated March 27, 2026, reports $498M in regulatory assets under management, 7 employees, and 827 accounts.

Assets Under Management
$498M
Employees
7
Offices
--
Total Clients
140
Primary office
KIRKLAND, WA
3435 CARILLON POINT, KIRKLAND, WA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOPaul I. Cox

Advisory services offered

4 types reported
Financial Planning Services
Portfolio management for individuals and small businesses
Publication of periodicals or newsletters

Fee models offered

1 types reported
Asset based fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentHNWI represent 69.3% of total clients.
Top client categories% of clientsClients
1
HNWI
69.3%
97
2
Individuals
30.7%
43

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$498Mas of March 27, 2026
Discretionary97.6%
$485M
98% of total RAUM97.6%
Non-discretionary2.4%
$12M
2% of total RAUM2.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$498M
Total Accounts827
10Y AUM Change+$498M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees7
Clients per Employee20:1
10Y Employee Change+2 (+40.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.