Kaizen Financial Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Kirkland, WA. Its latest Form ADV filing, dated March 25, 2026, reports $284M in regulatory assets under management, 4 employees, 1 office, and 626 accounts.
Assets Under Management
$284M
Employees
4
Offices
1 office
Total Clients
150
Primary office
KIRKLAND, WA
4030 LAKE WASHINGTON BLVD, SUITE 308, KIRKLAND, WA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentHNWI represent 53.3% of total clients.
Top client categories% of clientsClients
1
HNWI
53.3%
80
2
Individuals
46.7%
70
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$284Mas of March 25, 2026
Discretionary100.0%
$284M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$284M
Total Accounts626
10Y AUM Change+$162M (+133.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee38:1
10Y Employee Change+1 (+33.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.