NEW YORK, NYCRD 325421Latest ADV February 27, 2026
Jefferies Investment Advisers LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated February 27, 2026, reports $3.4B in regulatory assets under management, 119 employees, 9 offices, and 2,018 accounts.
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 81.7% of total clients.
Top client categories% of clientsClients
1
Individuals
81.7%
1,649
2
Corporations
16.7%
338
3
Pension Plans
1.5%
30
Additional categories (<0.1%)
Sovereign Wealth<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$3.4Bas of February 27, 2026
Discretionary86.4%
$3.0B
86% of total RAUM86.4%
Non-discretionary13.6%
$467M
14% of total RAUM13.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$3.4B
Total Accounts2,018
10Y AUM Change+$3.4B
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees119
Clients per Employee17:1
10Y Employee Change-9 (-7.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.