Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Mkam Etf LLC
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLCDirect owner · Schedule AInterest in MKAM ETF LLC
50% to < 75%
JD ROSE HOLDINGS LLCDirect owner · Schedule AInterest in MKAM ETF LLC
10% to < 25%
NELSON FAMILY TRUST U/T/A DATED 3/15/2001 FBO LESLIE C. NELSON AS HER SEPARATE PROPERTYDirect owner · Schedule AInterest in MKAM ETF LLC
5% to < 10%
DEBORAH F. CARABET TRUST U/U/A DTD 3/29/2012Direct owner · Schedule AInterest in MKAM ETF LLC
5% to < 10%
COTTON FAMILY TRUST U/A DATED 12/09/2002Direct owner · Schedule AInterest in MKAM ETF LLC
5% to < 10%
CARABET FAMILY TRUST U/A DATED 10/25/2005Direct owner · Schedule AInterest in MKAM ETF LLC
5% to < 10%
SABET LIVING TRUSTDirect owner · Schedule AInterest in MKAM ETF LLC
5% to < 10%
NELSON FAMILY TRUST U/T/A DATED 3/15/2001 FBO GREGORY A. NELSON AS HIS SEPARATE PROPERTYDirect owner · Schedule AInterest in MKAM ETF LLC
< 5%
JONATHAN DOUGLAS ROSEIndirect owner · Schedule BInterest in JD ROSE HOLDINGS LLC
75%+
MARK HOWARD KUPERSTOCKIndirect owner · Schedule BInterest in MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC
50% to < 75%
Stephen Robert MulhollandIndirect owner · Schedule BInterest in MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC
50% to < 75%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Mkam Etf LLC.
Reported ownership and control details
Form ADV · Filing date 2026-03-12 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLCELECTED MANAGERDomestic entity | MKAM ETF LLC | 50% to less than 75%Code D | Yes | ELECTED MANAGER12/2022 | Schedule APDF page 20 |
| 2 | MARK HOWARD KUPERSTOCKCHIEF COMPLIANCE OFFICERIndividual | MKAM ETF LLC | Less than 5%Code NA | Yes | CHIEF COMPLIANCE OFFICER12/2022 | Schedule APDF page 20 |
| 3 | Stephen Robert MulhollandCHIEF INVESTMENT OFFICERIndividual | MKAM ETF LLC | Less than 5%Code NA | Yes | CHIEF INVESTMENT OFFICER12/2022 | Schedule APDF page 20 |
| 4 | NELSON FAMILY TRUST U/T/A DATED 3/15/2001 FBO LESLIE C. NELSON AS HER SEPARATE PROPERTYMEMBERDomestic entity | MKAM ETF LLC | 5% to less than 10%Code A | No | MEMBER12/2022 | Schedule APDF page 20 |
| 5 | NELSON FAMILY TRUST U/T/A DATED 3/15/2001 FBO GREGORY A. NELSON AS HIS SEPARATE PROPERTYMEMBERDomestic entity | MKAM ETF LLC | Less than 5%Code NA | No | MEMBER12/2022 | Schedule APDF page 20 |
| 6 | DEBORAH F. CARABET TRUST U/U/A DTD 3/29/2012MEMBERDomestic entity | MKAM ETF LLC | 5% to less than 10%Code A | No | MEMBER12/2022 | Schedule APDF page 20 |
| 7 | COTTON FAMILY TRUST U/A DATED 12/09/2002MEMBERDomestic entity | MKAM ETF LLC | 5% to less than 10%Code A | No | MEMBER12/2022 | Schedule APDF page 20 |
| 8 | CARABET FAMILY TRUST U/A DATED 10/25/2005MEMBERDomestic entity | MKAM ETF LLC | 5% to less than 10%Code A | No | MEMBER12/2022 | Schedule APDF page 20 |
| 9 | JD ROSE HOLDINGS LLCMEMBERDomestic entity | MKAM ETF LLC | 10% to less than 25%Code B | No | MEMBER12/2022 | Schedule APDF page 20 |
| 10 | SABET LIVING TRUSTMEMBERDomestic entity | MKAM ETF LLC | 5% to less than 10%Code A | No | MEMBER03/2023 | Schedule APDF page 20 |
| 11 | LESLIE CARABET NELSONTRUSTEEIndividual | NELSON FAMILY TRUST U/T/A DATED 3/15/2001 FBO LESLIE C. NELSON AS HER SEPARATE PROPERTY | Percentage not specifiedCode F | Yes | TRUSTEE12/2022 | Schedule BPDF page 20 |
| 12 | GREGORY ANDREW NELSONTRUSTEEIndividual | NELSON FAMILY TRUST U/T/A DATED 3/15/2001 FBO GREGORY A. NELSON AS HIS SEPARATE PROPERTY | Percentage not specifiedCode F | Yes | TRUSTEE12/2022 | Schedule BPDF page 21 |
| 13 | DEBORAH FRANCINE CARABETTRUSTEEIndividual | DEBORAH F. CARABET TRUST U/U/A DTD 3/29/2012 | Percentage not specifiedCode F | Yes | TRUSTEE12/2022 | Schedule BPDF page 21 |
| 14 | JUDITH ANN COTTONTRUSTEEIndividual | COTTON FAMILY TRUST U/A DATED 12/09/2002 | Percentage not specifiedCode F | Yes | TRUSTEE12/2022 | Schedule BPDF page 21 |
| 15 | ARMYN ELLIS CARABETTRUSTEEIndividual | CARABET FAMILY TRUST U/A DATED 10/25/2005 | Percentage not specifiedCode F | Yes | TRUSTEE12/2022 | Schedule BPDF page 21 |
| 16 | MARCI BRETH CARABETTRUSTEEIndividual | CARABET FAMILY TRUST U/A DATED 10/25/2005 | Percentage not specifiedCode F | Yes | TRUSTEE12/2022 | Schedule BPDF page 21 |
| 17 | JONATHAN DOUGLAS ROSEMEMBERIndividual | JD ROSE HOLDINGS LLC | 75% or moreCode E | Yes | MEMBER12/2022 | Schedule BPDF page 21 |
| 18 | MARK HOWARD KUPERSTOCKMANAGING MEMBER & CHIEF COMPLIANCE OFFICERIndividual | MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC | 50% to less than 75%Code D | Yes | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER03/2019 | Schedule BPDF page 21 |
| 19 | Stephen Robert MulhollandMANAGING MEMBER & CHIEF INVESTMENT OFFICERIndividual | MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC | 50% to less than 75%Code D | Yes | MANAGING MEMBER & CHIEF INVESTMENT OFFICER03/2019 | Schedule BPDF page 21 |
| 20 | PEJMAN SABETTRUSTEEIndividual | SABET LIVING TRUST | Percentage not specifiedCode F | Yes | TRUSTEE03/2023 | Schedule BPDF page 21 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 3/12/2026 12:19:07 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.