Firm profile

9823 CAPITAL, LP

DALLAS, TXCRD 324329Latest ADV March 31, 2026

9823 Capital, LP is an SEC registered investment adviser organized as a limited partnership with a primary office location in Dallas, TX. Its latest Form ADV filing, dated March 31, 2026, reports $677M in regulatory assets under management, 6 employees, and 19 accounts.

Assets Under Management
$677M
Employees
6
Offices
--
Total Clients
18
Primary office
DALLAS, TX
200 CRESCENT COURT, SUITE 1450, DALLAS, TX, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEODana B. Baker
CCONick R. Roossien

Advisory services offered

4 types reported
Financial Planning Services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Performance-based fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentHNWI represent 72.2% of total clients.
Top client categories% of clientsClients
1
HNWI
72.2%
13
2
Pooled Investment Vehicles
27.8%
5
Categories with <5 clients
Corporations or other businesses not listed above<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$677Mas of March 31, 2026
Discretionary100.0%
$677M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$677M
Total Accounts19
10Y AUM Change+$677M (+33856699900.0%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees6
Clients per Employee3:1
10Y Employee Change+2 (+50.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.