WESTLAKE VILLAGE, CACRD 324173Latest ADV April 8, 2026
Williams & Novak Wealth Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Westlake Village, CA. Its latest Form ADV filing, dated April 8, 2026, reports $343M in regulatory assets under management, 8 employees, 4 offices, and 1,036 accounts.
Assets Under Management
$343M
Employees
8
Offices
4 offices
Total Clients
285
Primary office
WESTLAKE VILLAGE, CA
2625 TOWNSGATE ROAD, SUITE 330, WESTLAKE VILLAGE, CA, United States
Top client segmentIndividuals represent 58.9% of total clients.
Top client categories% of clientsClients
1
Individuals
58.9%
168
2
HNWI
37.5%
107
3
Pension Plans
3.5%
10
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$343Mas of April 8, 2026
Discretionary100.0%
$343M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$343M
Total Accounts1,036
10Y AUM Change+$343M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees8
Clients per Employee36:1
10Y Employee Change+6 (+300.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.