Jocelyn Investment Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in San Rafael, CA. Its latest Form ADV filing, dated March 27, 2026, reports $1.0B in regulatory assets under management, 2 employees, 1 office, and 268 accounts.
Assets Under Management
$1.0B
Employees
2
Offices
1 office
Total Clients
259
Primary office
SAN RAFAEL, CA
100 SMITH RANCH ROAD, SUITE 329, SAN RAFAEL, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentPension Plans represent 92.3% of total clients.
Top client categories% of clientsClients
1
Pension Plans
92.3%
239
2
HNWI
7.3%
19
3
Corporations
0.4%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.0Bas of March 27, 2026
Discretionary10.3%
$104M
10% of total RAUM10.3%
Non-discretionary89.7%
$909M
90% of total RAUM89.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$1.0B
Total Accounts268
10Y AUM Change+$417M (+69.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee130:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.