SAN RAFAEL, CACRD 107049Latest ADV February 23, 2026
Tran Capital Management, L.P. is an SEC registered investment adviser organized as a limited partnership with a primary office location in San Rafael, CA. Its latest Form ADV filing, dated February 23, 2026, reports $890M in regulatory assets under management, 7 employees, and 348 accounts.
Assets Under Management
$890M
Employees
7
Offices
--
Total Clients
348
Primary office
SAN RAFAEL, CA
1000 4TH ST, SUITE 800, SAN RAFAEL, CA, United States
Portfolio management for individuals and small businesses
Portfolio management for investment companies
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 61.8% of total clients.
Top client categories% of clientsClients
1
Individuals
61.8%
215
2
HNWI
22.4%
78
3
UNIFIED MANAGED ACCTS
5.5%
19
4
Charitable
4.9%
17
5
Corporations
4.0%
14
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$890Mas of February 23, 2026
Discretionary98.1%
$874M
98% of total RAUM98.1%
Non-discretionary1.9%
$16M
2% of total RAUM1.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$890M
Total Accounts348
10Y AUM Change$-1.0B (-53.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees7
Clients per Employee50:1
10Y Employee Change-8 (-53.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.