Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Msr Capital Partners, LLC
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
MITSUI SUMITOMO INSURANCE CO., LTD.Direct owner · Schedule AInterest in MSR CAPITAL PARTNERS, LLC
75%+
LGT CAPITAL PARTNERS (USA) INC.Direct owner · Schedule AInterest in MSR CAPITAL PARTNERS, LLC
10% to < 25%
MS&AD INSURANCE GROUP HOLDINGS, INC.Indirect owner · Schedule BInterest in MITSUI SUMITOMO INSURANCE CO., LTD.
75%+
LGT CAPITAL PARTNERS LTDIndirect owner · Schedule BInterest in LGT CAPITAL PARTNERS (USA) INC.
75%+
LGT HOLDING DENMARK APSIndirect owner · Schedule BInterest in LGT CAPITAL PARTNERS LTD
75%+
LGT UK HOLDINGS LTD.Indirect owner · Schedule BInterest in LGT HOLDING DENMARK APS
75%+
LGT GROUP HOLDING LTD.Indirect owner · Schedule BInterest in LGT UK HOLDINGS LTD.
75%+
LGT GROUP FOUNDATIONIndirect owner · Schedule BInterest in LGT GROUP HOLDING LTD.
75%+
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Msr Capital Partners, LLC.
Reported ownership and control details
Form ADV · Filing date 2026-06-22 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | MITSUI SUMITOMO INSURANCE CO., LTD.MANAGING MEMBERForeign entity | MSR CAPITAL PARTNERS, LLC | 75% or moreCode E | Yes | MANAGING MEMBER01/2022 | Schedule APDF page 70 |
| 2 | LGT CAPITAL PARTNERS (USA) INC.MEMBERDomestic entity | MSR CAPITAL PARTNERS, LLC | 10% to less than 25%Code B | Yes | MEMBER01/2022 | Schedule APDF page 70 |
| 3 | KAKU (NMN) KIKUKAWACHIEF EXECUTIVE OFFICERIndividual | MSR CAPITAL PARTNERS, LLC | Less than 5%Code NA | Yes | CHIEF EXECUTIVE OFFICER01/2022 | Schedule APDF page 70 |
| 4 | DAVID STEVEN ANDRYCDIRECTORIndividual | MSR CAPITAL PARTNERS, LLC | Less than 5%Code NA | Yes | DIRECTOR01/2022 | Schedule APDF page 70 |
| 5 | MASAYA (NMN) TAMAOKICHIEF INVESTMENT OFFICERIndividual | MSR CAPITAL PARTNERS, LLC | Less than 5%Code NA | No | CHIEF INVESTMENT OFFICER01/2022 | Schedule APDF page 70 |
| 6 | MITSUMASA (NMN) NAKATANICHIEF COMPLIANCE OFFICERIndividual | MSR CAPITAL PARTNERS, LLC | Less than 5%Code NA | Yes | CHIEF COMPLIANCE OFFICER04/2026 | Schedule APDF page 70 |
| 7 | TAKASHI (NMN) UTSUNOMIYADIRECTORIndividual | MSR CAPITAL PARTNERS, LLC | Less than 5%Code NA | Yes | DIRECTOR04/2026 | Schedule APDF page 70 |
| 8 | TOMONORI (NMN) MANODIRECTORIndividual | MSR CAPITAL PARTNERS, LLC | Less than 5%Code NA | Yes | DIRECTOR04/2025 | Schedule APDF page 70 |
| 9 | MS&AD INSURANCE GROUP HOLDINGS, INC.SHAREHOLDERForeign entity | MITSUI SUMITOMO INSURANCE CO., LTD. | 75% or moreCode E | Yes | SHAREHOLDER04/2010 | Schedule BPDF page 70 |
| 10 | LGT CAPITAL PARTNERS LTDSHAREHOLDERForeign entity | LGT CAPITAL PARTNERS (USA) INC. | 75% or moreCode E | Yes | SHAREHOLDER10/2015 | Schedule BPDF page 70 |
| 11 | LGT HOLDING DENMARK APSSHAREHOLDERForeign entity | LGT CAPITAL PARTNERS LTD | 75% or moreCode E | Yes | SHAREHOLDER10/2018 | Schedule BPDF page 70 |
| 12 | LGT UK HOLDINGS LTD.SHAREHOLDERForeign entity | LGT HOLDING DENMARK APS | 75% or moreCode E | Yes | SHAREHOLDER08/2018 | Schedule BPDF page 70 |
| 13 | LGT GROUP HOLDING LTD.SHAREHOLDERForeign entity | LGT UK HOLDINGS LTD. | 75% or moreCode E | Yes | SHAREHOLDER04/2018 | Schedule BPDF page 70 |
| 14 | LGT GROUP FOUNDATIONSHAREHOLDERForeign entity | LGT GROUP HOLDING LTD. | 75% or moreCode E | Yes | SHAREHOLDER12/2021 | Schedule BPDF page 70 |
| 15 | PRINCE OF LIECHTENSTEIN FOUNDATIONBENEFICIARYForeign entity | LGT GROUP FOUNDATION | Percentage not specifiedCode F | Yes | BENEFICIARY07/2001 | Schedule BPDF page 71 |
| 16 | JOHANN ADAM PIUS II VON UND ZU LIECHTENSTEINBENEFICIARYIndividual | PRINCE OF LIECHTENSTEIN FOUNDATION | Percentage not specifiedCode F | Yes | BENEFICIARY01/1970 | Schedule BPDF page 71 |
| 17 | NORIYUKI (NMN) HARADIRECTORIndividual | MITSUI SUMITOMO INSURANCE CO., LTD. | Percentage not specifiedCode F | Yes | DIRECTOR04/2026 | Schedule BPDF page 71 |
| 18 | SHINICHIRO (NMN) FUNABIKIREPRESENTATIVE DIRECTOR/CHAIRMAN OF THE BOARDIndividual | MITSUI SUMITOMO INSURANCE CO., LTD. | Percentage not specifiedCode F | Yes | REPRESENTATIVE DIRECTOR/CHAIRMAN OF THE BOARD04/2026 | Schedule BPDF page 71 |
| 19 | HIROSHI (NMN) KIMURAOUTSIDE DIRECTORIndividual | MITSUI SUMITOMO INSURANCE CO., LTD. | Percentage not specifiedCode F | Yes | OUTSIDE DIRECTOR06/2018 | Schedule BPDF page 71 |
| 20 | ATSUKO (NMN) ISHIIOUTSIDE DIRECTORIndividual | MITSUI SUMITOMO INSURANCE CO., LTD. | Percentage not specifiedCode F | Yes | OUTSIDE DIRECTOR06/2021 | Schedule BPDF page 71 |
| 21 | KENICHI (NMN) AKIBAOUTSIDE AUDIT & SUPERVISORY BOARD MEMBERIndividual | MITSUI SUMITOMO INSURANCE CO., LTD. | Percentage not specifiedCode F | Yes | OUTSIDE AUDIT & SUPERVISORY BOARD MEMBER06/2018 | Schedule BPDF page 71 |
| 22 | AKEMI (NMN) SUZUKIOUTSIDE AUDIT & SUPERVISORY BOARD MEMBERIndividual | MITSUI SUMITOMO INSURANCE CO., LTD. | Percentage not specifiedCode F | Yes | OUTSIDE AUDIT & SUPERVISORY BOARD MEMBER06/2021 | Schedule BPDF page 71 |
| 23 | NAOKI (NMN) IGUCHIDIRECTOR/ SENIOR EXECUTIVE OFFICERIndividual | MITSUI SUMITOMO INSURANCE CO., LTD. | Percentage not specifiedCode F | Yes | DIRECTOR/ SENIOR EXECUTIVE OFFICER04/2026 | Schedule BPDF page 71 |
| 24 | TOMONORI (NMN) ITOOUTSIDE DRECTORIndividual | MITSUI SUMITOMO INSURANCE CO., LTD. | Percentage not specifiedCode F | Yes | OUTSIDE DRECTOR06/2022 | Schedule BPDF page 71 |
| 25 | HIDEYUKI (NMN) TANAKAAUDIT & SUPERVISORY BOARD MEMBERIndividual | MITSUI SUMITOMO INSURANCE CO., LTD. | Percentage not specifiedCode F | Yes | AUDIT & SUPERVISORY BOARD MEMBER06/2022 | Schedule BPDF page 71 |
| 26 | KAZUHISA (NMN) KISHIKAGEAUDIT & SUPERVISORY BOARD MEMBERIndividual | MITSUI SUMITOMO INSURANCE CO., LTD. | Percentage not specifiedCode F | Yes | AUDIT & SUPERVISORY BOARD MEMBER06/2022 | Schedule BPDF page 71 |
| 27 | MAKOTO (NMN) ANDOOUTSIDE AUDIT & SUPERVISORY BOARD MEMBERIndividual | MITSUI SUMITOMO INSURANCE CO., LTD. | Percentage not specifiedCode F | Yes | OUTSIDE AUDIT & SUPERVISORY BOARD MEMBER06/2022 | Schedule BPDF page 71 |
| 28 | CHIHARU (NMN) TAKAKURAOUTSIDE DIRECTORIndividual | MITSUI SUMITOMO INSURANCE CO., LTD. | Percentage not specifiedCode F | Yes | OUTSIDE DIRECTOR06/2023 | Schedule BPDF page 71 |
| 29 | TOSHIYA NMN KAWABEAUDIT & SUPERVISORY BOARD MEMBERIndividual | MITSUI SUMITOMO INSURANCE CO., LTD. | Percentage not specifiedCode F | Yes | AUDIT & SUPERVISORY BOARD MEMBER04/2024 | Schedule BPDF page 71 |
| 30 | HIROSHI (NMN) UMIYAMAREPRESENTATIVE DIRECTOR/PRESIDENT/CHIEF EXECUTIVE OFFICERIndividual | MITSUI SUMITOMO INSURANCE CO., LTD. | Percentage not specifiedCode F | Yes | REPRESENTATIVE DIRECTOR/PRESIDENT/CHIEF EXECUTIVE OFFICER04/2026 | Schedule BPDF page 71 |
| 31 | KAZUNORI (NMN) TSUJIDIRECTOR/ SENIOR EXECUTIVE OFFICERIndividual | MITSUI SUMITOMO INSURANCE CO., LTD. | Percentage not specifiedCode F | Yes | DIRECTOR/ SENIOR EXECUTIVE OFFICER04/2026 | Schedule BPDF page 71 |
| 32 | YOSHIHIKO (NMN) SAMOTODIRECTOR/ MANAGING EXECUTIVE OFFICER/ HEAD OF FINANCIAL SERVICES DIVISIONIndividual | MITSUI SUMITOMO INSURANCE CO., LTD. | Percentage not specifiedCode F | Yes | DIRECTOR/ MANAGING EXECUTIVE OFFICER/ HEAD OF FINANCIAL SERVICES DIVISION04/2026 | Schedule BPDF page 71 |
| 33 | JUNICHIRO (NMN) MIZUKAMIDIRECTOR/ MANAGING EXECUTIVE OFFICER/ CHIEF UNDERWRITING OFFICERIndividual | MITSUI SUMITOMO INSURANCE CO., LTD. | Percentage not specifiedCode F | Yes | DIRECTOR/ MANAGING EXECUTIVE OFFICER/ CHIEF UNDERWRITING OFFICER04/2026 | Schedule BPDF page 71 |
| 34 | MASARU (NMN) SUGIMOTODIRECTOR/ MANAGING EXECUTIVE OFFICERIndividual | MITSUI SUMITOMO INSURANCE CO., LTD. | Percentage not specifiedCode F | Yes | DIRECTOR/ MANAGING EXECUTIVE OFFICER04/2026 | Schedule BPDF page 72 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 6/22/2026 3:58:40 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.