Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Teucrium Investment Advisors, LLC
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
TEUCRIUM TRADING, LLCDirect owner · Schedule AInterest in TEUCRIUM INVESTMENT ADVISORS, LLC
75%+
GFINET INC.Indirect owner · Schedule BInterest in GFI GROUP LLC
75%+
GFI GROUP INC.Indirect owner · Schedule BInterest in GFINET INC.
75%+
BGC PARTNERS, L.P.Indirect owner · Schedule BInterest in GFI GROUP INC.
75%+
BGC PARTNERS, INC.Indirect owner · Schedule BInterest in BGC FINANCIAL GROUP INC
75%+
BGC HOLDINGS, L.P.Indirect owner · Schedule BInterest in BGC HOLDINGS, LLC
75%+
BGC GP LIMITEDIndirect owner · Schedule BInterest in BGC GP, LLC
75%+
BGC PARTNERS, INC.Indirect owner · Schedule BInterest in BGC GP LIMITED
75%+
HOWARD W. LUTNICK REVOCABLE TRUSTIndirect owner · Schedule BInterest in CF GROUP MANAGEMENT, INC.
75%+
HOWARD WILLIAM LUTNICKIndirect owner · Schedule BInterest in HOWARD W. LUTNICK REVOCABLE TRUST
75%+
HOWARD WILLIAM LUTNICKIndirect owner · Schedule BInterest in HOWARD W. LUTNICK PERSONAL ASSET TRUST
75%+
HOWARD W. LUTNICK PERSONAL ASSET TRUSTIndirect owner · Schedule BInterest in CANTOR FITZGERALD, L.P.
50% to < 75%
JAN FREDERICK VAN ECK REVOCABLE TRUSTIndirect owner · Schedule BInterest in VAN ECK ASSOCIATES CORP.
50% to < 75%
GFI GROUP LLCIndirect owner · Schedule BInterest in TEUCRIUM TRADING, LLC
25% to < 50%
BGC FINANCIAL GROUP INCIndirect owner · Schedule BInterest in BGC PARTNERS, L.P.
25% to < 50%
BGC PARTNERS, INCIndirect owner · Schedule BInterest in BGC PARTNERS, L.P.
25% to < 50%
SAL ANTHONY GILBERTIEIndirect owner · Schedule BInterest in TEUCRIUM TRADING, LLC
25% to < 50%
CANTOR FITZGERALD, L.P.Indirect owner · Schedule BInterest in BGC HOLDINGS, L.P.
25% to < 50%
VAN ECK ASSOCIATES CORP.Indirect owner · Schedule BInterest in TEUCRIUM TRADING, LLC
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Teucrium Investment Advisors, LLC.
Reported ownership and control details
Form ADV · Filing date 2026-09-23 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | TEUCRIUM TRADING, LLCOWNERDomestic entity | TEUCRIUM INVESTMENT ADVISORS, LLC | 75% or moreCode E | Yes | OWNER01/2022 | Schedule APDF page 20 |
| 2 | CORY MULLEN-RUSINCFOIndividual | TEUCRIUM INVESTMENT ADVISORS, LLC | Less than 5%Code NA | Yes | CFO01/2022 | Schedule APDF page 20 |
| 3 | SAL ANTHONY GILBERTIECEOIndividual | TEUCRIUM INVESTMENT ADVISORS, LLC | Less than 5%Code NA | Yes | CEO01/2022 | Schedule APDF page 20 |
| 4 | CHARLES WILLIAM HARRISCOOIndividual | TEUCRIUM INVESTMENT ADVISORS, LLC | Less than 5%Code NA | Yes | COO06/2024 | Schedule APDF page 20 |
| 5 | BRIAN THOMAS MACKENZIECCOIndividual | TEUCRIUM INVESTMENT ADVISORS, LLC | Less than 5%Code NA | Yes | CCO05/2026 | Schedule APDF page 20 |
| 6 | GFI GROUP LLCMEMBERDomestic entity | TEUCRIUM TRADING, LLC | 25% to less than 50%Code C | Yes | MEMBER10/2009 | Schedule BPDF page 20 |
| 7 | GFINET INC.MEMBERDomestic entity | GFI GROUP LLC | 75% or moreCode E | Yes | MEMBER11/2001 | Schedule BPDF page 20 |
| 8 | GFI GROUP INC.SHAREHOLDERDomestic entity | GFINET INC. | 75% or moreCode E | Yes | SHAREHOLDER11/2001 | Schedule BPDF page 20 |
| 9 | BGC PARTNERS, L.P.SHAREHOLDERDomestic entity | GFI GROUP INC. | 75% or moreCode E | Yes | SHAREHOLDER05/2015 | Schedule BPDF page 20 |
| 10 | BGC FINANCIAL GROUP INCOWNERDomestic entity | BGC PARTNERS, L.P. | 25% to less than 50%Code C | Yes | OWNER03/2008 | Schedule BPDF page 20 |
| 11 | BGC PARTNERS, INCOWNERDomestic entity | BGC PARTNERS, L.P. | 25% to less than 50%Code C | Yes | OWNER03/2008 | Schedule BPDF page 20 |
| 12 | BGC PARTNERS, INC.OWNERDomestic entity | BGC FINANCIAL GROUP INC | 75% or moreCode E | Yes | OWNER03/2008 | Schedule BPDF page 20 |
| 13 | SAL ANTHONY GILBERTIEPRESIDENT / CEO / CIO / OWNER / ELECTED OFFICERIndividual | TEUCRIUM TRADING, LLC | 25% to less than 50%Code C | Yes | PRESIDENT / CEO / CIO / OWNER / ELECTED OFFICER08/2009 | Schedule BPDF page 20 |
| 14 | CORY MULLEN-RUSINELECTED OFFICERIndividual | TEUCRIUM TRADING, LLC | Percentage not specifiedCode F | No | ELECTED OFFICER10/2019 | Schedule BPDF page 20 |
| 15 | BGC HOLDINGS, LLCGENERAL PARTNERDomestic entity | BGC PARTNERS, L.P. | Percentage not specifiedCode F | Yes | GENERAL PARTNER04/2004 | Schedule BPDF page 20 |
| 16 | BGC HOLDINGS, L.P.OWNERDomestic entity | BGC HOLDINGS, LLC | 75% or moreCode E | Yes | OWNER03/2008 | Schedule BPDF page 20 |
| 17 | BGC GP, LLCGENERAL PARTNERDomestic entity | BGC HOLDINGS, L.P. | Percentage not specifiedCode F | Yes | GENERAL PARTNER03/2008 | Schedule BPDF page 20 |
| 18 | BGC GP LIMITEDOWNERForeign entity | BGC GP, LLC | 75% or moreCode E | Yes | OWNER03/2008 | Schedule BPDF page 21 |
| 19 | BGC PARTNERS, INC.OWNERDomestic entity | BGC GP LIMITED | 75% or moreCode E | Yes | OWNER12/2006 | Schedule BPDF page 21 |
| 20 | CANTOR FITZGERALD, L.P.OWNERDomestic entity | BGC HOLDINGS, L.P. | 25% to less than 50%Code C | Yes | OWNER08/2004 | Schedule BPDF page 21 |
| 21 | HOWARD W. LUTNICK PERSONAL ASSET TRUSTLIMITED PARTNERDomestic entity | CANTOR FITZGERALD, L.P. | 50% to less than 75%Code D | No | LIMITED PARTNER11/2011 | Schedule BPDF page 21 |
| 22 | CF GROUP MANAGEMENT, INC.MANAGING GENERAL PARTNERDomestic entity | CANTOR FITZGERALD, L.P. | Percentage not specifiedCode F | Yes | MANAGING GENERAL PARTNER01/2010 | Schedule BPDF page 21 |
| 23 | HOWARD W. LUTNICK REVOCABLE TRUSTSHAREHOLDERDomestic entity | CF GROUP MANAGEMENT, INC. | 75% or moreCode E | Yes | SHAREHOLDER11/2011 | Schedule BPDF page 21 |
| 24 | HOWARD WILLIAM LUTNICKSOLE TRUSTEEIndividual | HOWARD W. LUTNICK REVOCABLE TRUST | 75% or moreCode E | Yes | SOLE TRUSTEE01/2010 | Schedule BPDF page 21 |
| 25 | HOWARD WILLIAM LUTNICKSOLE TRUSTEEIndividual | HOWARD W. LUTNICK PERSONAL ASSET TRUST | 75% or moreCode E | Yes | SOLE TRUSTEE05/2009 | Schedule BPDF page 21 |
| 26 | VAN ECK ASSOCIATES CORP.OWNERDomestic entity | TEUCRIUM TRADING, LLC | 25% to less than 50%Code C | Yes | OWNER05/2024 | Schedule BPDF page 21 |
| 27 | JAN FREDERICK VAN ECK REVOCABLE TRUSTSHAREHOLDERDomestic entity | VAN ECK ASSOCIATES CORP. | 50% to less than 75%Code D | Yes | SHAREHOLDER10/2016 | Schedule BPDF page 21 |
| 28 | JAN FREDERICK VANECKTRUSTEEIndividual | JAN FREDERICK VAN ECK REVOCABLE TRUST | Percentage not specifiedCode F | Yes | TRUSTEE01/1988 | Schedule BPDF page 21 |
| 29 | CHARLES WILLIAM HARRISELECTED OFFICERIndividual | TEUCRIUM TRADING, LLC | Percentage not specifiedCode F | No | ELECTED OFFICER06/2024 | Schedule BPDF page 21 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 9/23/2026 5:05:25 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.