Firm profile

Vestgen Advisors, LLC

CHICAGO, ILCRD 318657Registration Status: ApprovedEffective since March 4, 2022SEC # 801-123390Latest ADV September 11, 2026

Vestgen Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Chicago, IL. Its latest Form ADV filing, dated September 11, 2026, reports $6.7B in regulatory assets under management, 165 employees, 17 offices, and 22,790 accounts.

Assets Under Management
$6.7B
Employees
165
Offices
17 offices
Total Clients
22,790

Associated firm names

25 names listed
  • ENNEA WEALTH SOLUTIONS
  • WEALTH MANAGMENT GROUP
  • WEALTH MANAGEMENT GROUP, L.L.C.
  • VESTGEN WEALTH PARTNERS

Leadership

5 roles identified
CEOJason Hanavan
CCOPatrick M. Curran
CCOThomas J. Ericson

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges

Offices & Contact

Primary office

CHICAGO, Illinois, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Illinois

CHICAGOPrimary office · SCHAUMBURG · OAK BROOK · DOWNERS GROVE · NAPERVILLE · GLEN ELLYN · SOUTH BARRINGTON · ST. CHARLES

Missouri

KANSAS CITY · KIRKWOOD

New Jersey

EGG HARBOR TOWNSHIP

Texas

DALLAS

16 office records listed · 17 total offices reported. 1 additional office addresses are undisclosed and are not mapped. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$6.7Bas of September 11, 2026
Discretionary85.0%
$5.7B
85% of total RAUM85.0%
Non-discretionary15.0%
$1000M
15% of total RAUM15.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentIndividuals represent 94.2% of total clients.
Top client categories% of clientsClients
1
Individuals
94.2%
21,477
2
HNWI
5.8%
1,313
Categories with <5 clients
Banking or thrift institutions<5 clients
Charitable Organizations<5 clients
Other categories<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$6.7B
Total Accounts22,790
10Y AUM Change+$6.7B

Private Funds

Private funds reported by Vestgen Advisors, LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees165
Clients per Employee138:1
10Y Employee Change+158 (+2257.1%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
VESTGEN WEALTH PARTNERS HOLDINGS LLCDirect owner · Schedule AInterest in VESTGEN ADVISORS, LLC
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Vestgen Advisors, LLC.

No indirect ownership information reported in the source’s Schedule B.

Reported ownership and control details

Form ADV · Filing date 2026-09-11 · Schedules A and B

8 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1TIMOTHY BERNARD WOODSCHIEF COMPLIANCE OFFICERIndividualVESTGEN ADVISORS, LLCLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER10/2024Schedule APDF page 41
2VESTGEN WEALTH PARTNERS HOLDINGS LLCFINANCIAL SERVICES HOLDING COMPANYDomestic entityVESTGEN ADVISORS, LLC75% or moreCode EYesFINANCIAL SERVICES HOLDING COMPANY09/2024Schedule APDF page 41
3Ferian NickelsonCHIEF OPERATING OFFICERIndividualVESTGEN ADVISORS, LLCLess than 5%Code NAYesCHIEF OPERATING OFFICER11/2024Schedule APDF page 41
4Thomas James EricsonSENIOR COMPLIANCE OFFICERIndividualVESTGEN ADVISORS, LLCLess than 5%Code NANoSENIOR COMPLIANCE OFFICER11/2024Schedule APDF page 42
5DONALD WILLIAMSDIRECTOR, OPERATIONSIndividualVESTGEN ADVISORS, LLCLess than 5%Code NANoDIRECTOR, OPERATIONS09/2024Schedule APDF page 42
6Cathleen SayersDIRECTOR, OPERATIONSIndividualVESTGEN ADVISORS, LLCLess than 5%Code NANoDIRECTOR, OPERATIONS09/2024Schedule APDF page 42
7Jason HanavanCHIEF EXECUTIVE OFFICER, VESTGEN WEALTH PARTNERS HOLDINGS, LLCIndividualVESTGEN ADVISORS, LLCLess than 5%Code NAYesCHIEF EXECUTIVE OFFICER, VESTGEN WEALTH PARTNERS HOLDINGS, LLC05/2026Schedule APDF page 42
8Patrick Michael CurranSENIOR COMPLIANCE OFFICERIndividualVESTGEN ADVISORS, LLCLess than 5%Code NANoSENIOR COMPLIANCE OFFICER08/2025Schedule APDF page 42

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 9/11/2026 11:32:05 AM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.