Firm profile

SPARTA WEALTH PARTNERS

CHARLOTTE, NCCRD 318036Latest ADV April 1, 2026

Sparta Wealth Partners is an SEC registered investment adviser organized as a partnership with a primary office location in Charlotte, NC. Its latest Form ADV filing, dated April 1, 2026, reports $305M in regulatory assets under management, 8 employees, 2 offices, and 799 accounts.

Assets Under Management
$305M
Employees
8
Offices
2 offices
Total Clients
179
Primary office
CHARLOTTE, NC
4500 CAMERON VALLEY PARKWAY, SUITE 130, CHARLOTTE, NC, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCODavid B. Thompson

Advisory services offered

4 types reported
Financial Planning Services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

4 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentHNWI represent 65.4% of total clients.
Top client categories% of clientsClients
1
HNWI
65.4%
117
2
Individuals
21.8%
39
3
Corporations
6.7%
12
4
Pension Plans
4.5%
8
5
CHURCH
1.1%
2
Categories with <5 clients
Banking or thrift institutions<5 clients
Charitable Organizations<5 clients
Other categories<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$305Mas of April 1, 2026
Discretionary90.2%
$275M
90% of total RAUM90.2%
Non-discretionary9.8%
$30M
10% of total RAUM9.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$305M
Total Accounts799
10Y AUM Change+$305M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees8
Clients per Employee22:1
10Y Employee Change+5 (+166.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.