First Trust Capital Management L.P. is an SEC registered investment adviser organized as a limited partnership with a primary office location in Chicago, IL. Its latest Form ADV filing, dated March 31, 2026, reports $12.3B in regulatory assets under management, 62 employees, 1 office, and 40 accounts.
Assets Under Management
$12.3B
Employees
62
Offices
1 office
Total Clients
40
Primary office
CHICAGO, IL
225 W. WACKER DRIVE, SUITE 2160, CHICAGO, IL, United States
Portfolio management for pooled investment vehicles
Fee models offered
3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentInvestment Cos. represent 62.5% of total clients.
Top client categories% of clientsClients
1
Investment Cos.
62.5%
25
2
Pooled Investment Vehicles
37.5%
15
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$12.3Bas of March 31, 2026
Discretionary92.1%
$11.3B
92% of total RAUM92.1%
Non-discretionary7.9%
$968M
8% of total RAUM7.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$12.3B
Total Accounts40
10Y AUM Change+$10.4B (+539.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees62
Clients per Employee1:1
10Y Employee Change+39 (+169.6%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.