LAKE FOREST, ILCRD 317544Latest ADV March 30, 2026
Alley Company is an SEC registered investment adviser organized as a limited liability company with a primary office location in Lake Forest, IL. Its latest Form ADV filing, dated March 30, 2026, reports $907M in regulatory assets under management, 9 employees, and 486 accounts.
Assets Under Management
$907M
Employees
9
Offices
--
Total Clients
170
Primary office
LAKE FOREST, IL
272 MARKET SQUARE, SUITE 214, LAKE FOREST, IL, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentHNWI represent 73.5% of total clients.
Top client categories% of clientsClients
1
HNWI
73.5%
125
2
Individuals
21.2%
36
3
Corporations
3.5%
6
4
Charitable
1.8%
3
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$907Mas of March 30, 2026
Discretionary100.0%
$907M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$907M
Total Accounts486
10Y AUM Change+$907M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees9
Clients per Employee19:1
10Y Employee Change+4 (+80.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.