Firm profile

HERITAGE WEALTH MANAGEMENT, INC.

SAN DIEGO, CACRD 316956Latest ADV March 18, 2026

Heritage Wealth Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in San Diego, CA. Its latest Form ADV filing, dated March 18, 2026, reports $643M in regulatory assets under management, 13 employees, and 226 accounts.

Assets Under Management
$643M
Employees
13
Offices
--
Total Clients
235
Primary office
SAN DIEGO, CA
11440 W. BERNARDO CT., STE 390, SAN DIEGO, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCORyan K. Gibbs
CIODaniel J. Shainberg

Advisory services offered

4 types reported
Financial Planning Services
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles

Fee models offered

4 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentHNWI represent 51.5% of total clients.
Top client categories% of clientsClients
1
HNWI
51.5%
121
2
Individuals
43.8%
103
3
Pooled Investment Vehicles
3.4%
8
4
Charitable
0.4%
1
5
Insurance Cos.
0.4%
1
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Insurance companies<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$643Mas of March 18, 2026
Discretionary100.0%
$643M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$643M
Total Accounts226
10Y AUM Change+$643M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees13
Clients per Employee18:1
10Y Employee Change+7 (+116.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.