Firm profile

ASTEROZOA MANAGEMENT

PHOENIX, AZCRD 316870Latest ADV March 18, 2026

Asterozoa Management is an SEC registered investment adviser organized as a limited liability company with a primary office location in Phoenix, AZ. Its latest Form ADV filing, dated March 18, 2026, reports $104M in regulatory assets under management, 4 employees, 2 offices, and 3 accounts.

Assets Under Management
$104M
Employees
4
Offices
2 offices
Total Clients
<5
Primary office
PHOENIX, AZ
2325 E CAMELBACK RD, STE 443, PHOENIX, AZ, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCOKevin G. Yin
CIOJoseph L. Hegener

Advisory services offered

3 types reported
Other advisory services
Portfolio management for investment companies
Portfolio management for pooled investment vehicles

Fee models offered

3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 66.7% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
66.7%
2
2
Investment Cos.
33.3%
1

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$104Mas of March 18, 2026
Discretionary100.0%
$104M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$104M
Total Accounts3
10Y AUM Change+$101M (+3364.6%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee1:1
10Y Employee Change+1 (+33.3%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.