Firm profile

SOVEREIGN INVESTMENT ADVISORS LLC

PHOENIX, AZCRD 149040Latest ADV March 4, 2026

SOVEREIGN INVESTMENT ADVISORS LLC is a limited liability company based in PHOENIX, AZ.

Assets Under Management
$3.3B
Employees
8
Offices
--
Total Clients
41
Primary office
PHOENIX, AZ
3930 E RAY ROAD SUITE 170, PHOENIX, AZ, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCOMatthew D. Rothchild
CIOTodd C. Early

Advisory services offered

4 types reported
Pension consulting services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees

Client Coverage Demographics

Top client segmentNATIVE AMERICAN TRIBES, TRIBAL ENTITIES represent 80.5% of total clients.
Top client categories% of clientsClients
1
NATIVE AMERICAN TRIBES, TRIBAL ENTITIES
80.5%
33
2
Individuals
9.8%
4
3
Pension Plans
9.8%
4
Categories with <5 clients
Individuals (other than high net worth individuals)<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$3.3Bas of March 4, 2026
Discretionary98.4%
$3.3B
98% of total RAUM98.4%
Non-discretionary1.6%
$53M
2% of total RAUM1.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$3.3B
Total Accounts144
10Y AUM Change+$2.9B (+783.4%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees8
Clients per Employee5:1
10Y Employee Change+4 (+100.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.