Opto Investment Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 30, 2026, reports $565M in regulatory assets under management, 14 employees, and 31 accounts.
Assets Under Management
$565M
Employees
14
Offices
--
Total Clients
31
Primary office
NEW YORK, NY
31 W 27TH STREET, SUITE 605, NEW YORK, NY, United States
Portfolio management for pooled investment vehicles
Selection of other advisers
Fee models offered
3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentPooled Investment Vehicles represent 100.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
100.0%
31
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$565Mas of March 30, 2026
Discretionary68.0%
$384M
68% of total RAUM68.0%
Non-discretionary32.0%
$181M
32% of total RAUM32.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$565M
Total Accounts31
10Y AUM Change+$565M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees14
Clients per Employee2:1
10Y Employee Change+8 (+133.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.