Global Wealth Strategies and Associates, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Denver, CO. Its latest Form ADV filing, dated April 13, 2026, reports $457M in regulatory assets under management, 10 employees, 1 office, and 2,946 accounts.
Assets Under Management
$457M
Employees
10
Offices
1 office
Total Clients
925
Primary office
DENVER, CO
3200 CHERRY CREEK SOUTH DRIVE, SUITE 280, DENVER, CO, United States
Top client segmentIndividuals represent 87.0% of total clients.
Top client categories% of clientsClients
1
Individuals
87.0%
805
2
HNWI
12.5%
116
3
BDCs
0.4%
4
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$457Mas of April 13, 2026
Discretionary100.0%
$457M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$457M
Total Accounts2,946
10Y AUM Change+$457M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees10
Clients per Employee93:1
10Y Employee Change+3 (+42.9%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.