Firm profile

Mlc Asset Management Us LLC

NEW YORK, NYCRD 314738Registration Status: ApprovedEffective since June 2, 2021SEC # 801-121396Latest ADV September 22, 2026

Mlc Asset Management US LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated September 22, 2026, reports $2.8B in regulatory assets under management, 4 employees, 1 office, and 17 accounts.

Assets Under Management
$2.8B
Employees
4
Offices
1 office
Total Clients
17

Associated firm names

1 name listed
  • MLC ASSET MANAGEMENT US LLC

Leadership

1 roles identified
CCOJoseph M. Dibartolo

Advisory services offered

2 types reported
Other advisory services
Portfolio management for pooled investment vehicles

Fee models offered

3 types reported
Asset based fees
Fixed fees
Performance-based fees

Offices & Contact

Primary office

NEW YORK, New York, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

New York

NEW YORKPrimary office

1 office records listed · 1 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links
Phone617-953-1416
WebsiteNot found
LinkedInNot found

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$2.8Bas of September 22, 2026
Discretionary22.6%
$634M
23% of total RAUM22.6%
Non-discretionary77.4%
$2.2B
77% of total RAUM77.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 100.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
100.0%
17

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$2.8B
Total Accounts17
10Y AUM Change+$2.8B

Private Funds

Private funds reported by Mlc Asset Management Us LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee4:1
10Y Employee Change-3 (-42.9%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
MLC ASSET MANAGEMENT HOLDINGS LIMITEDDirect owner · Schedule AInterest in MLC ASSET MANAGEMENT US LLC
75%+
JOSEPH WILLIAM HARDIMANDirect owner · Schedule AInterest in MLC ASSET MANAGEMENT US LLC
< 5%
SCOTT CRAVEN JONESDirect owner · Schedule AInterest in MLC ASSET MANAGEMENT US LLC
< 5%
Amna Sophia KhanDirect owner · Schedule AInterest in MLC ASSET MANAGEMENT US LLC
< 5%
MLC WEALTH LTDIndirect owner · Schedule BInterest in MLC ASSET MANAGEMENT HOLDINGS LIMITED
75%+
INSIGNIA FINANCIAL LIMITEDIndirect owner · Schedule BInterest in MLC WEALTH LTD
75%+
DAINTREE BIDCO PTY LTDIndirect owner · Schedule BInterest in INSIGNIA FINANCIAL LIMITED
75%+
DAINTREE HOLDCO PTY LTDIndirect owner · Schedule BInterest in DAINTREE BIDCO PTY LTD
75%+
DAINTREE MIDCO PTY LTDIndirect owner · Schedule BInterest in DAINTREE HOLDCO PTY LTD
75%+
DAINTREE TOPCO PTY LTDIndirect owner · Schedule BInterest in DAINTREE MIDCO PTY LTD
75%+
DAINTREE GROUP PARTNERS GP (CAYMAN) LLCIndirect owner · Schedule BInterest in DAINTREE GROUP PARTNERS LP (CAYMAN) LLC
75%+
CC CAPITAL GP LLCIndirect owner · Schedule BInterest in DAINTREE GROUP PARTNERS GP (CAYMAN) LLC
75%+
ONEIM GP LLCIndirect owner · Schedule BInterest in ONE INVESTMENT HOLDINGS III (UK) LTD
75%+
DAINTREE GROUP PARTNERS LP (CAYMAN) LLCIndirect owner · Schedule BInterest in DAINTREE TOPCO PTY LTD
50% to < 75%
ONE INVESTMENT HOLDINGS III (UK) LTDIndirect owner · Schedule BInterest in DAINTREE TOPCO PTY LTD
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Mlc Asset Management Us LLC.

Reported ownership and control details

Form ADV · Filing date 2026-09-22 · Schedules A and B

16 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1MLC ASSET MANAGEMENT HOLDINGS LIMITEDOWNERForeign entityMLC ASSET MANAGEMENT US LLC75% or moreCode EYesOWNER03/2021Schedule APDF page 30
2JOSEPH MAURICE DIBARTOLOCHIEF COMPLIANCE OFFICERIndividualMLC ASSET MANAGEMENT US LLCLess than 5%Code NANoCHIEF COMPLIANCE OFFICER04/2021Schedule APDF page 30
3JOSEPH WILLIAM HARDIMANMEMBER OF BOARD OF MANAGERSIndividualMLC ASSET MANAGEMENT US LLCLess than 5%Code NAYesMEMBER OF BOARD OF MANAGERS10/2021Schedule APDF page 30
4SCOTT CRAVEN JONESMEMBER OF BOARD OF MANAGERSIndividualMLC ASSET MANAGEMENT US LLCLess than 5%Code NAYesMEMBER OF BOARD OF MANAGERS10/2021Schedule APDF page 30
5Amna Sophia KhanMEMBER OF BOARD OF MANAGERSIndividualMLC ASSET MANAGEMENT US LLCLess than 5%Code NAYesMEMBER OF BOARD OF MANAGERS08/2022Schedule APDF page 30
6MLC WEALTH LTDOWNERForeign entityMLC ASSET MANAGEMENT HOLDINGS LIMITED75% or moreCode EYesOWNER02/2021Schedule BPDF page 31
7INSIGNIA FINANCIAL LIMITEDOWNERForeign entityMLC WEALTH LTD75% or moreCode EYesOWNER06/2021Schedule BPDF page 31
8DAINTREE BIDCO PTY LTDOWNERForeign entityINSIGNIA FINANCIAL LIMITED75% or moreCode EYesOWNER04/2026Schedule BPDF page 31
9DAINTREE HOLDCO PTY LTDOWNERForeign entityDAINTREE BIDCO PTY LTD75% or moreCode EYesOWNER04/2026Schedule BPDF page 31
10DAINTREE MIDCO PTY LTDOWNERForeign entityDAINTREE HOLDCO PTY LTD75% or moreCode EYesOWNER04/2026Schedule BPDF page 31
11DAINTREE TOPCO PTY LTDOWNERForeign entityDAINTREE MIDCO PTY LTD75% or moreCode EYesOWNER04/2026Schedule BPDF page 31
12DAINTREE GROUP PARTNERS LP (CAYMAN) LLCOWNERForeign entityDAINTREE TOPCO PTY LTD50% to less than 75%Code DYesOWNER04/2026Schedule BPDF page 31
13ONE INVESTMENT HOLDINGS III (UK) LTDOWNERForeign entityDAINTREE TOPCO PTY LTD25% to less than 50%Code CYesOWNER04/2026Schedule BPDF page 31
14DAINTREE GROUP PARTNERS GP (CAYMAN) LLCOWNERForeign entityDAINTREE GROUP PARTNERS LP (CAYMAN) LLC75% or moreCode EYesOWNER04/2026Schedule BPDF page 31
15CC CAPITAL GP LLCOWNERDomestic entityDAINTREE GROUP PARTNERS GP (CAYMAN) LLC75% or moreCode EYesOWNER04/2026Schedule BPDF page 31
16ONEIM GP LLCOWNERForeign entityONE INVESTMENT HOLDINGS III (UK) LTD75% or moreCode EYesOWNER04/2026Schedule BPDF page 31

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 9/22/2026 11:19:48 AM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.