Regency Capital Management Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Honolulu, HI. Its latest Form ADV filing, dated March 4, 2026, reports $364M in regulatory assets under management, 5 employees, 1 office, and 371 accounts.
Assets Under Management
$364M
Employees
5
Offices
1 office
Total Clients
127
Primary office
HONOLULU, HI
1001 BISHOP STREET, SUITE 1090, HONOLULU, HI, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentHNWI represent 54.3% of total clients.
Top client categories% of clientsClients
1
HNWI
54.3%
69
2
Individuals
37.0%
47
3
Corporations
3.1%
4
4
Pension Plans
2.4%
3
5
Charitable
2.4%
3
Categories with <5 clients
Banking or thrift institutions<5 clients
Charitable Organizations<5 clients
Other categories<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$364Mas of March 4, 2026
Discretionary100.0%
$364M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$364M
Total Accounts371
10Y AUM Change+$364M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee25:1
10Y Employee Change+1 (+25.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.