Firm profile

YIM INVESTMENT MANAGEMENT, LLC

HONOLULU, HICRD 136984Latest ADV March 25, 2026

Yim Investment Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Honolulu, HI. Its latest Form ADV filing, dated March 25, 2026, reports $308M in regulatory assets under management, 7 employees, and 1,595 accounts.

Assets Under Management
$308M
Employees
7
Offices
--
Total Clients
523
Primary office
HONOLULU, HI
1950 YOUNG STREET SUITE 288, HONOLULU, HI, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCOKaide Liu
CIOMario K. M. Yim

Advisory services offered

6 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

2 types reported
Asset based fees
Commissions
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 79.9% of total clients.
Top client categories% of clientsClients
1
Individuals
79.9%
418
2
HNWI
20.1%
105

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$308Mas of March 25, 2026
Discretionary92.9%
$286M
93% of total RAUM92.9%
Non-discretionary7.1%
$22M
7% of total RAUM7.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$308M
Total Accounts1,595
10Y AUM Change+$154M (+100.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees7
Clients per Employee75:1
10Y Employee Change+1 (+16.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.