Rbc Capital Markets, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated April 17, 2026, reports $310.4B in regulatory assets under management, 8,781 employee, 382 offices, and 511,871 accounts.
Top client segmentIndividuals represent 92.8% of total clients.
Top client categories% of clientsClients
1
Individuals
92.8%
263,588
2
HNWI
4.3%
12,350
3
Corporations
1.1%
3,071
4
Pension Plans
0.8%
2,335
5
Charitable
0.8%
2,222
Additional categories (<0.1%)
Insurance Cos.105 clients
Pooled Investment Vehicles17 clients
Banks7 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$310.4Bas of April 17, 2026
Discretionary75.8%
$235.3B
76% of total RAUM75.8%
Non-discretionary24.2%
$75.1B
24% of total RAUM24.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$310.4B
Total Accounts511,871
10Y AUM Change+$228.6B (+279.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees8,781
Clients per Employee32:1
10Y Employee Change+1,937 (+28.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.