Firm profile

Avance Investment Management, LLC

NEW YORK, NYCRD 310749Registration Status: ApprovedEffective since November 23, 2020SEC # 801-119844Latest ADV March 31, 2026

Avance Investment Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 31, 2026, reports $2.6B in regulatory assets under management, 25 employees, 2 offices, and 13 accounts.

Assets Under Management

$2.6B

Employees

Offices

2 offices

Total Clients

Associated firm names

1 name listed

AVANCE INVESTMENT MANAGEMENT, LLC

Leadership

2 roles identified

CCORohan G. Jones

CFORohan G. Jones

Advisory services offered

1 types reported

Portfolio management for pooled investment vehicles

Fee models offered

3 types reported

Asset based fees

Other fee arrangements

Performance-based fees

Offices & Contact

Primary office

NEW YORK, New York, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

View locations

New York

NEW YORKPrimary office

Florida

CORAL GABLES

2 office records listed · 2 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Phone(917) 693-9893 WebsiteVisit website LinkedInView profile

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$2.6Bas of March 31, 2026

Discretionary100.0%

$2.6B

100% of total RAUM100.0%

Non-discretionary0.0%

0% of total RAUM0.0%

All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 100.0% of total clients.

Top client categories% of clientsClients

Pooled Investment Vehicles

100.0%

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$2.6B

Total Accounts13

10Y AUM Change+$2.6B

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees25

Clients per Employee1:1

10Y Employee Change+22 (+733.3%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%

DAVID NMN PEREZDirect owner · Schedule AInterest in AVANCE INVESTMENT MANAGEMENT, LLC

25% to < 50%

LUIS NMN ZALDIVARDirect owner · Schedule AInterest in AVANCE INVESTMENT MANAGEMENT, LLC

25% to < 50%

PEREZ TRUST OF 2012Direct owner · Schedule AInterest in AVANCE INVESTMENT MANAGEMENT, LLC

5% to < 10%

MARK ROBERT DEVINCENTISDirect owner · Schedule AInterest in AVANCE INVESTMENT MANAGEMENT, LLC

5% to < 10%

DAVID NMN PEREZIndirect owner · Schedule BInterest in AVANCE MANAGER, LLC

50% to < 75%

LUIS NMN ZALDIVARIndirect owner · Schedule BInterest in AVANCE MANAGER, LLC

50% to < 75%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Avance Investment Management, LLC.

Reported ownership and control details

Form ADV · Filing date 2026-03-31 · Schedules A and B

9 entries

#	Owner / person & role	Interest in entity	Reported interest	Control person	Title / status acquired	Source
1	DAVID NMN PEREZCO-FOUNDER / MANAGING MEMBER / INVESTMENT TRUSTEE OF PEREZ TRUST OF 2012Individual	AVANCE INVESTMENT MANAGEMENT, LLC	25% to less than 50%Code C	Yes	CO-FOUNDER / MANAGING MEMBER / INVESTMENT TRUSTEE OF PEREZ TRUST OF 201205/2020	Schedule APDF page 67
2	LUIS NMN ZALDIVARCO-FOUNDER AND MANAGING MEMBERIndividual	AVANCE INVESTMENT MANAGEMENT, LLC	25% to less than 50%Code C	Yes	CO-FOUNDER AND MANAGING MEMBER05/2020	Schedule APDF page 67
3	AVANCE MANAGER, LLCMANAGERDomestic entity	AVANCE INVESTMENT MANAGEMENT, LLC	Less than 5%Code NA	Yes	MANAGER05/2020	Schedule APDF page 67
4	PEREZ TRUST OF 2012MEMBERDomestic entity	AVANCE INVESTMENT MANAGEMENT, LLC	5% to less than 10%Code A	Yes	MEMBER03/2021	Schedule APDF page 67
5	ROHAN GODRICK JONESCHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERIndividual	AVANCE INVESTMENT MANAGEMENT, LLC	Less than 5%Code NA	Yes	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER08/2021	Schedule APDF page 67
6	MARK ROBERT DEVINCENTISMEMBERIndividual	AVANCE INVESTMENT MANAGEMENT, LLC	5% to less than 10%Code A	No	MEMBER05/2024	Schedule APDF page 67
7	DAVID NMN PEREZOWNERIndividual	AVANCE MANAGER, LLC	50% to less than 75%Code D	Yes	OWNER05/2020	Schedule BPDF page 67
8	LUIS NMN ZALDIVAROWNERIndividual	AVANCE MANAGER, LLC	50% to less than 75%Code D	Yes	OWNER05/2020	Schedule BPDF page 67
9	DAVID NMN PEREZINVESTMENT TRUSTEEIndividual	PEREZ TRUST OF 2012	Percentage not specifiedCode F	Yes	INVESTMENT TRUSTEE03/2021	Schedule BPDF page 67

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 3/31/2026 5:54:16 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo

AFelonies2 No

In the past ten years, have you or any advisory affiliate:

A1Been convicted of or pleaded guilty or no contest to a felony?No
A2Been charged with a felony?No

BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
B2Been charged with a misdemeanor of the kind listed above?No

CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

C1Found you or an advisory affiliate made a false statement or omission?No
C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No

DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No

ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

E1Found you or an advisory affiliate made a false statement or omission?No
E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No

FProfessional authorizations1 No

FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No

GPending regulatory proceedings1 No

GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No

HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.