GREENWOOD VILLAGE, COCRD 310591Latest ADV March 12, 2026
Focused Alpha, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Greenwood Village, CO. Its latest Form ADV filing, dated March 12, 2026, reports $664M in regulatory assets under management, 8 employees, 5 offices, and 1,514 accounts.
Assets Under Management
$664M
Employees
8
Offices
5 offices
Total Clients
553
Primary office
GREENWOOD VILLAGE, CO
5680 GREENWOOD PLAZA BLVD, SUITE 120, GREENWOOD VILLAGE, CO, United States
Portfolio management for individuals and small businesses
Fee models offered
4 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 74.7% of total clients.
Top client categories% of clientsClients
1
Individuals
74.7%
413
2
HNWI
23.1%
128
3
Corporations
2.2%
12
Categories with <5 clients
State or municipal government entities (including govt. pension plans)<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$664Mas of March 12, 2026
Discretionary97.9%
$650M
98% of total RAUM97.9%
Non-discretionary2.1%
$14M
2% of total RAUM2.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$664M
Total Accounts1,514
10Y AUM Change+$664M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees8
Clients per Employee69:1
10Y Employee Change+7 (+700.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.