Williams Financial Group is an SEC registered investment adviser organized as a limited liability company with a primary office location in Mobile, AL. Its latest Form ADV filing, dated March 17, 2026, reports $355M in regulatory assets under management, 5 employees, 1 office, and 358 accounts.
Top client segmentIndividuals represent 64.1% of total clients.
Top client categories% of clientsClients
1
Individuals
64.1%
422
2
HNWI
24.8%
163
3
Pension Plans
10.5%
69
4
Charitable
0.3%
2
5
Corporations
0.3%
2
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$355Mas of March 17, 2026
Discretionary100.0%
$355M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$355M
Total Accounts358
10Y AUM Change+$355M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee132:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.