Firm profile

Leavell Investment Management, Inc..

MOBILE, ALCRD 107890Registration Status: ApprovedEffective since July 23, 1979SEC # 801-14752Latest ADV September 22, 2026

Leavell Investment Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Mobile, AL. Its latest Form ADV filing, dated September 22, 2026, reports $3.4B in regulatory assets under management, 36 employees, 8 offices, and 3,023 accounts.

Assets Under Management
$3.4B
Employees
36
Offices
8 offices
Total Clients
3,023

Associated firm names

3 names listed
  • LEAVELL INVESTMENT MANAGEMENT, INC.
  • T.LEAVELL & ASSOCIATES, INC
  • LEAVELL INVESTMENTS

Leadership

3 roles identified
CEOEugene A. Grinstead
CCOMargaret H. Alves
CFORandall J. Freeman

Advisory services offered

7 types reported
Financial Planning Services
Other advisory services
Pension consulting services

Fee models offered

2 types reported
Asset based fees
Fixed fees

Offices & Contact

Primary office

MOBILE, Alabama, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Alabama

MOBILEPrimary office · BIRMINGHAM · FAIRHOPE

4 office records listed · 8 total offices reported. 4 additional office addresses are undisclosed and are not mapped. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$3.4Bas of September 22, 2026
Discretionary93.2%
$3.2B
93% of total RAUM93.2%
Non-discretionary6.8%
$231M
7% of total RAUM6.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentIndividuals represent 76.5% of total clients.
Top client categories% of clientsClients
1
Individuals
76.5%
2,314
2
HNWI
17.7%
536
3
Corporations
2.4%
72
4
Pension Plans
1.4%
43
5
CONSULTING ACCOUNTS (RETIREMENT PLANS)
1.1%
34
Categories with <5 clients
Banking or thrift institutions<5 clients
Insurance companies<5 clients
Other categories<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$3.4B
Total Accounts3,023
10Y AUM Change+$1.9B (+125.8%)

Private Funds

Private funds reported by Leavell Investment Management, Inc..

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees36
Clients per Employee84:1
10Y Employee Change+10 (+38.5%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
JANET RIDDLE HAYESDirect owner · Schedule AInterest in LEAVELL INVESTMENT MANAGEMENT, INC.
10% to < 25%
MICHAEL CLAY TEELDirect owner · Schedule AInterest in LEAVELL INVESTMENT MANAGEMENT, INC.
10% to < 25%
RICHARD ELAND ANTHONYDirect owner · Schedule AInterest in LEAVELL INVESTMENT MANAGEMENT, INC.
10% to < 25%
RICHARD MOORE STIMPSONDirect owner · Schedule AInterest in LEAVELL INVESTMENT MANAGEMENT, INC.
10% to < 25%
JOHN MILES WILLIAMSDirect owner · Schedule AInterest in LEAVELL INVESTMENT MANAGEMENT, INC.
10% to < 25%
WILLIAM KELLY NICROSIDirect owner · Schedule AInterest in LEAVELL INVESTMENT MANAGEMENT, INC.
10% to < 25%
EUGENE ANDREWS GRINSTEADDirect owner · Schedule AInterest in LEAVELL INVESTMENT MANAGEMENT, INC.
5% to < 10%
MARGARET H. ALVESDirect owner · Schedule AInterest in LEAVELL INVESTMENT MANAGEMENT, INC.
< 5%
JOHN WADE THERRELLDirect owner · Schedule AInterest in LEAVELL INVESTMENT MANAGEMENT, INC.
< 5%
CHRISTOPHER DALTON NIXDirect owner · Schedule AInterest in LEAVELL INVESTMENT MANAGEMENT, INC.
< 5%
Charles Robinson HanesDirect owner · Schedule AInterest in LEAVELL INVESTMENT MANAGEMENT, INC.
< 5%
EDWARD BAMFORD NORFLEETDirect owner · Schedule AInterest in LEAVELL INVESTMENT MANAGEMENT, INC.
< 5%
Daniel Brady HubbardDirect owner · Schedule AInterest in LEAVELL INVESTMENT MANAGEMENT, INC.
< 5%
NORMAN DUPLESSIS III PITMANDirect owner · Schedule AInterest in LEAVELL INVESTMENT MANAGEMENT, INC.
< 5%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Leavell Investment Management, Inc...

No indirect ownership information reported in the source’s Schedule B.

Reported ownership and control details

Form ADV · Filing date 2026-09-22 · Schedules A and B

15 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1MARGARET H. ALVESCHIEF COMPLIANCE OFFICER / SHAREHOLDER / SECRETARYIndividualLEAVELL INVESTMENT MANAGEMENT, INC.Less than 5%Code NAYesCHIEF COMPLIANCE OFFICER / SHAREHOLDER / SECRETARY02/2006Schedule APDF page 26
2JANET RIDDLE HAYESSHAREHOLDER / DIRECTOR / EXECUTIVE COMMITTEEIndividualLEAVELL INVESTMENT MANAGEMENT, INC.10% to less than 25%Code BYesSHAREHOLDER / DIRECTOR / EXECUTIVE COMMITTEE07/2004Schedule APDF page 26
3MICHAEL CLAY TEELSHAREHOLDERIndividualLEAVELL INVESTMENT MANAGEMENT, INC.10% to less than 25%Code BNoSHAREHOLDER12/2006Schedule APDF page 26
4RICHARD ELAND ANTHONYSHAREHOLDER / DIRECTORIndividualLEAVELL INVESTMENT MANAGEMENT, INC.10% to less than 25%Code BNoSHAREHOLDER / DIRECTOR12/2006Schedule APDF page 26
5RICHARD MOORE STIMPSONCHAIRMAN OF THE BOARD / SHAREHOLDER / DIRECTORIndividualLEAVELL INVESTMENT MANAGEMENT, INC.10% to less than 25%Code BYesCHAIRMAN OF THE BOARD / SHAREHOLDER / DIRECTOR12/2006Schedule APDF page 26
6JOHN MILES WILLIAMSSHAREHOLDER / DIRECTORIndividualLEAVELL INVESTMENT MANAGEMENT, INC.10% to less than 25%Code BYesSHAREHOLDER / DIRECTOR12/2008Schedule APDF page 26
7EUGENE ANDREWS GRINSTEADPRESIDENT / CEO / SHAREHOLDER / EXECUTIVE COMMITTEEIndividualLEAVELL INVESTMENT MANAGEMENT, INC.5% to less than 10%Code AYesPRESIDENT / CEO / SHAREHOLDER / EXECUTIVE COMMITTEE01/2014Schedule APDF page 26
8WILLIAM KELLY NICROSISHAREHOLDER / EXECUTIVE COMMITTEE / DIRECTORIndividualLEAVELL INVESTMENT MANAGEMENT, INC.10% to less than 25%Code BYesSHAREHOLDER / EXECUTIVE COMMITTEE / DIRECTOR07/2014Schedule APDF page 26
9JOHN WADE THERRELLSHAREHOLDER / DIRECTOR / EXECUTIVE COMMITTEEIndividualLEAVELL INVESTMENT MANAGEMENT, INC.Less than 5%Code NAYesSHAREHOLDER / DIRECTOR / EXECUTIVE COMMITTEE01/2020Schedule APDF page 26
10Randall Jeff FreemanCHIEF FINANCIAL OFFICER / EXECUTIVE COMMITTEEIndividualLEAVELL INVESTMENT MANAGEMENT, INC.Less than 5%Code NANoCHIEF FINANCIAL OFFICER / EXECUTIVE COMMITTEE01/2023Schedule APDF page 26
11CHRISTOPHER DALTON NIXSHAREHOLDER / DIRECTORIndividualLEAVELL INVESTMENT MANAGEMENT, INC.Less than 5%Code NANoSHAREHOLDER / DIRECTOR01/2022Schedule APDF page 26
12Charles Robinson HanesSHAREHOLDERIndividualLEAVELL INVESTMENT MANAGEMENT, INC.Less than 5%Code NANoSHAREHOLDER01/2024Schedule APDF page 26
13EDWARD BAMFORD NORFLEETSHAREHOLDERIndividualLEAVELL INVESTMENT MANAGEMENT, INC.Less than 5%Code NANoSHAREHOLDER01/2025Schedule APDF page 26
14Daniel Brady HubbardSHAREHOLDERIndividualLEAVELL INVESTMENT MANAGEMENT, INC.Less than 5%Code NANoSHAREHOLDER01/2025Schedule APDF page 26
15NORMAN DUPLESSIS III PITMANSHAREHOLDERIndividualLEAVELL INVESTMENT MANAGEMENT, INC.Less than 5%Code NANoSHAREHOLDER01/2026Schedule APDF page 26

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 9/22/2026 10:29:18 AM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.