Firm profile

DIPAOLO FINANCIAL GROUP, INC.

LUTZ, FLCRD 309637Latest ADV April 17, 2026

Dipaolo Financial Group, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Lutz, FL. Its latest Form ADV filing, dated April 17, 2026, reports $168M in regulatory assets under management, 9 employees, and 1,137 accounts.

Assets Under Management
$168M
Employees
9
Offices
--
Total Clients
408
Primary office
LUTZ, FL
4635 VAN DYKE ROAD, LUTZ, FL, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOKaren E. Dipaolo

Advisory services offered

3 types reported
Educational seminars/workshops
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 82.1% of total clients.
Top client categories% of clientsClients
1
Individuals
82.1%
335
2
HNWI
17.9%
73

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$168Mas of April 17, 2026
Discretionary99.0%
$166M
99% of total RAUM99.0%
Non-discretionary1.0%
$2M
1% of total RAUM1.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$168M
Total Accounts1,137
10Y AUM Change+$42M (+33.4%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees9
Clients per Employee45:1
10Y Employee Change+1 (+12.5%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.