Firm profile

ADAPTATION FINANCIAL ADVISORS INC.

OKLAHOMA CITY, OKCRD 309192Latest ADV March 23, 2026

Adaptation Financial Advisors Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Oklahoma City, OK. Its latest Form ADV filing, dated March 23, 2026, reports $234M in regulatory assets under management, 4 employees, 2 offices, and 1,291 accounts.

Assets Under Management
$234M
Employees
4
Offices
2 offices
Total Clients
690
Primary office
OKLAHOMA CITY, OK
700 CEDAR LAKE BLVD, OKLAHOMA CITY, OK, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOAlan P. Niemann
CCOAlan P. Niemann

Advisory services offered

5 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 92.3% of total clients.
Top client categories% of clientsClients
1
Individuals
92.3%
637
2
HNWI
7.7%
53

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$234Mas of March 23, 2026
Discretionary100.0%
$234M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$234M
Total Accounts1,291
10Y AUM Change+$234M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee173:1
10Y Employee Change+3 (+300.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.